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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Saba Capital Management
New York
$256K +$269K +24,485 New
CAPTRUST Financial Advisors
27
CAPTRUST Financial Advisors
North Carolina
$251K +$264K +24,038 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$219K -$71.7K -6,535 -24%
SWM
29
SeaCrest Wealth Management
New York
$207K +$19.5K +1,780 +10%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$186K +$79.1K +7,210 +68%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$181K -$542K -49,409 -74%
OC
32
Oppenheimer & Co
New York
$175K -$5.79K -527 -3%
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$170K -$68.6K -6,252 -28%
ICMP
34
Integrated Capital Management (Pennsylvania)
Pennsylvania
$145K +$7.87K +717 +5%
QCIG
35
Quad-Cities Investment Group
Iowa
$140K -$1.83K -167 -1%
SA
36
SFI Advisors
New Jersey
$138K
RCM
37
Rivernorth Capital Management
Florida
$136K +$142K +12,972 New
Ameriprise
38
Ameriprise
Minnesota
$132K
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$128K +$22.6K +2,059 +20%
ASN
40
Advisory Services Network
Georgia
$88.6K
SPIA
41
Steward Partners Investment Advisory
New York
$10.4K
CFO
42
CVA Family Office
Colorado
$9.67K
JP Morgan Chase
43
JP Morgan Chase
New York
$8K +$8.1K +738 New
BAM
44
Belpointe Asset Management
Nevada
$7.32K
CFGS
45
Concourse Financial Group Securities
Alabama
$6.86K
POIA
46
Pin Oak Investment Advisors
Texas
$5K
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$3K +$3.1K +282 New
FIA
48
FNY Investment Advisers
New York
$2K +$2.19K +200 New
Citigroup
49
Citigroup
New York
$42
LSC
50
Logan Stone Capital
Illinois
-$439K -40,805 Closed