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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

313 hedge funds and large institutions have $5.31B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.

Holders
313
Holders Change
+46
Holders Change %
+17.23%
% of All Funds
9.09%
Holding in Top 10
32
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+18.52%
% of All Funds
0.93%
New
77
Increased
79
Reduced
98
Closed
29
Calls
$1.52B
Puts
$1.69B
Net Calls
-$169M
Net Calls Change
-$762M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$728M
2
Citigroup
2
Citigroup
New York
$320M
3
Deutsche Bank
3
Deutsche Bank
Germany
$250M
4
SG Americas Securities
4
SG Americas Securities
New York
$260M
5
Nomura Holdings
5
Nomura Holdings
Japan
$94.8M

Top Sellers

1
AM
1
Appaloosa Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$44.8M
4
MSU
4
Mizuho Securities USA
New York
$52.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCYC
26
Richard C. Young & Co
Rhode Island
$37.3M 225,495 -16,532 -7%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$36.8M 222,619 +47,878 +27%
AFG
28
Arkansas Financial Group
Arkansas
$35.9M 216,999 +216,999 New
RJA
29
Raymond James & Associates
Florida
$32.7M 197,779 +104,464 +112%
BCI
30
Brinker Capital Investments
Pennsylvania
$32.2M 194,369 -5,808 -3%
Northern Trust
31
Northern Trust
Illinois
$28.5M 172,220 -4,103 -2%
PVH
32
Psagot Value Holdings
Israel
$28.2M 170,121 +113,433 +200%
WCM
33
Weston Capital Management
California
$18.8M 113,424 -2,219 -2%
AT
34
Allston Trading
Illinois
$18M 108,694 +108,694 New
BCM
35
BBT Capital Management
Texas
$17.6M 106,357 +106,357 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$17.3M 104,530 +30,228 +41%
KeyBank National Association
37
KeyBank National Association
Ohio
$17M 102,471 -157 -0.2%
DCM
38
DeGreen Capital Management
Arizona
$15.8M 96,029 +96,029 New
AA
39
Alesco Advisors
New York
$13.6M 82,438 -169,654 -67%
SFG
40
SNS Financial Group
Minnesota
$13.4M 81,061 +3,686 +5%
PSI
41
Pinnacle Summer Investments
Virginia
$13.4M 80,828 +38,748 +92%
SAMT
42
Select Asset Management & Trust
Pennsylvania
$12.5M 75,462 +75,462 New
CC
43
Curian Capital
Colorado
$12.1M 72,827 +6,323 +10%
Mitsubishi UFJ Trust & Banking
44
Mitsubishi UFJ Trust & Banking
Japan
$11.6M 70,200 – –
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$11.3M 68,074 +8,661 +15%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$11.2M 67,833 +16,973 +33%
Nuveen Asset Management
47
Nuveen Asset Management
Illinois
$10.9M 66,000 +6,000 +10%
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$10.9M 65,900 -372,131 -85%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$10.7M 64,722 -6,492 -9%
SAS
50
Stelac Advisory Services
New York
$10.1M 65,926 +4,265 +7%
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