BBT Capital Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

BBT Capital Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-32,258	Closed	-$5.49M	–	196
2014 Q3	$5.49M	Buy	32,258 +2,444	+8%	+$414K	0.3%	82
2014 Q2	$5M	Sell	29,814 -148,705	-83%	-$24.7M	0.31%	87
2014 Q1	$29.3M	Buy	178,519 +72,162	+68%	+$11.7M	1.33%	7
2013 Q4	$17.6M	Buy	+106,357	New	+$16.7M	0.8%	29

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

BBT Capital Management's DIA Position: Q4 2014 in Review

BBT Capital Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2014, closing a stake of 32,258 shares — an estimated $5.49M sold.

BBT Capital Management first reported a position in DIA in Q4 2013 and held it in 4 quarters. The position peaked at $29.3M in Q1 2014. 366 funds tracked by Wall St. Rank hold DIA as of Q4 2014.

BBT Capital Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2014 after selling out during the quarter.
BBT Capital Management sold 32,258 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2014, an estimated $5.49M.
BBT Capital Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013 and held it in 4 quarters.
BBT Capital Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $29.3M in Q1 2014.
366 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2014.

Based on BBT Capital Management's 13F filing for Q4 2014, filed 10 Feb 2015.