Curian Capital’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Curian Capital’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-19,763	Closed	-$3.44M	–	94
2015 Q4	$3.44M	Sell	19,763 -46,303	-70%	-$8.09M	0.25%	82
2015 Q3	$10.7M	Sell	66,066 -5,722	-8%	-$977K	0.29%	82
2015 Q2	$12.6M	Sell	71,788 -2,093	-3%	-$377K	0.21%	121
2015 Q1	$13.1M	Sell	73,881 -10,324	-12%	-$1.84M	0.22%	116
2014 Q4	$15M	Buy	84,205 +17,529	+26%	+$3.04M	0.25%	91
2014 Q3	$11.3M	Sell	66,676 -3,165	-5%	-$536K	0.2%	121
2014 Q2	$11.7M	Buy	69,841 +1,568	+2%	+$260K	0.21%	112
2014 Q1	$11.2M	Sell	68,273 -4,554	-6%	-$736K	0.2%	117
2013 Q4	$12.1M	Buy	72,827 +6,323	+10%	+$994K	0.21%	113
2013 Q3	$10M	Buy	66,504 +6,871	+12%	+$1.05M	0.18%	119
2013 Q2	$8.86M	Buy	+59,633	New	+$8.91M	0.16%	126

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Curian Capital's DIA Position: Q1 2016 in Review

Curian Capital sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q1 2016, closing a stake of 19,763 shares — an estimated $3.44M sold.

Curian Capital first reported a position in DIA in Q2 2013 and held it in 11 quarters. The position peaked at $15M in Q4 2014. 388 funds tracked by Wall St. Rank hold DIA as of Q1 2016.

Curian Capital reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 19,763 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q1 2016, an estimated $3.44M.
Curian Capital first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 11 quarters.
Curian Capital's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $15M in Q4 2014.
388 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.