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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WLPWM
51
Walled Lake Planning & Wealth Management
Illinois
$226K
Wealth Enhancement Advisory Services
52
Wealth Enhancement Advisory Services
Minnesota
$224K +$223K +10,802 New
BPA
53
Beacon Pointe Advisors
California
$224K +$224K +10,846 New
HighTower Advisors
54
HighTower Advisors
Illinois
$218K -$4.81K -233 -2%
AHL
55
Abel Hall LLC
Louisiana
$217K
FA
56
Fiduciary Alliance
South Carolina
$214K
CSP
57
Cary Street Partners
Virginia
$212K
JWCA
58
J.W. Cole Advisors
Florida
$201K +$201K +9,724 New
SC
59
Stance Capital
Massachusetts
$181K +$1.3K +63 +0.7%
UBS Group
60
UBS Group
Switzerland
$142K -$9.98K -484 -7%
TCM
61
Triumph Capital Management
Colorado
$132K +$22.7K +1,100 +21%
APFP
62
Action Point Financial Planning
Michigan
$129K +$129K +6,262 New
GSWM
63
Golden State Wealth Management
California
$116K +$27.4K +1,328 +31%
AF
64
Advisornet Financial
Minnesota
$109K
IAIM
65
International Assets Investment Management
Florida
$103K -$37.4K -1,811 -27%
AUB
66
Atlantic Union Bankshares
Virginia
$93K
HI
67
Harbour Investments
Wisconsin
$82.2K +$309 +15 +0.4%
HNB
68
Huntington National Bank
Ohio
$80.8K
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$69.1K
SPIA
70
Steward Partners Investment Advisory
New York
$59.9K
NSIM
71
North Star Investment Management
Illinois
$47.5K
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$37.5K -$4K -194 -10%
TSMHT
73
Thurston Springer Miller Herd & Titak
Indiana
$35.8K +$35.8K +1,734 New
WIM
74
Westside Investment Management
California
$34.5K
AF
75
Allworth Financial
California
$28.5K