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Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Private Advisor Group
26
Private Advisor Group
New Jersey
$811K -$14.5K -705 -2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$802K -$253K -12,255 -24%
AlphaCore Capital
28
AlphaCore Capital
California
$754K +$6.93K +336 +0.9%
Capital Analysts LLC
29
Capital Analysts LLC
Pennsylvania
$751K +$44.3K +2,149 +6%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$656K +$10.4K +503 +2%
NewEdge Advisors
31
NewEdge Advisors
Louisiana
$648K -$44.9K -2,175 -6%
Concurrent Investment Advisors
32
Concurrent Investment Advisors
Florida
$634K +$7.84K +380 +1%
SIC
33
Samalin Investment Counsel
New York
$565K -$210K -10,160 -27%
Capital Investment Advisors
34
Capital Investment Advisors
Georgia
$494K -$36.8K -1,783 -7%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$462K -$10.3K -498 -2%
Stifel Financial
36
Stifel Financial
Missouri
$451K -$16.1K -778 -3%
SFS
37
Shaker Financial Services
Virginia
$427K +$426K +20,669 New
PVM
38
Palogic Value Management
Texas
$403K -$20.6K -1,000 -5%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$394K -$5.53K -268 -1%
MC
40
Mathes Company
New York
$372K – – –
Merit Financial Group
41
Merit Financial Group
Georgia
$370K -$86.8K -4,206 -19%
Farther Finance Advisors
42
Farther Finance Advisors
California
$369K -$2.02K -98 -0.5%
Centaurus Financial
43
Centaurus Financial
California
$361K +$41.3K +2,000 +13%
Cerity Partners
44
Cerity Partners
New York
$296K – – –
Wedbush Securities
45
Wedbush Securities
California
$263K – – –
Wolverine Asset Management
46
Wolverine Asset Management
Illinois
$259K +$89.5K +4,338 +53%
Bank of America
47
Bank of America
North Carolina
$258K +$3.3K +160 +1%
Ritholtz Wealth Management
48
Ritholtz Wealth Management
New York
$254K +$253K +12,274 New
Level Four Advisory Services
49
Level Four Advisory Services
Texas
$249K +$11.5K +556 +5%
XTX Topco
50
XTX Topco
Cayman Islands
$230K +$230K +11,132 New