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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BW
26
Bison Wealth
Georgia
$390K +$23 +1 +0%
MFG
27
Merit Financial Group
Georgia
$387K +$3.48K +152 +0.9%
MWM
28
Meridian Wealth Management
Kentucky
$362K +$47.5K +2,078 +16%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$357K +$344K +15,050 New
AF
30
Advisornet Financial
Minnesota
$348K +$11.4K +500 +4%
Fiera Capital (Canada)
31
Fiera Capital (Canada)
Quebec, Canada
$248K -$61.9K -2,704 -21%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$242K
GSWM
33
Golden State Wealth Management
California
$235K +$226K +9,884 New
Bank of America
34
Bank of America
North Carolina
$194K -$116K -5,086 -38%
CFB
35
Cullen/Frost Bankers
Texas
$126K +$121K +5,290 New
SMFS
36
Squar Milner Financial Services
California
$123K +$119K +5,200 New
AG
37
Advisor Group
Arizona
$92K +$46K +2,011 +111%
SWM
38
SeaCrest Wealth Management
New York
$87K -$44.6K -1,951 -35%
GWM
39
Geneos Wealth Management
Colorado
$58K
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$58K +$55.8K +2,440 New
FHB
41
First Hawaiian Bank
Hawaii
$55K
FMP
42
Financial Management Professionals
Texas
$51K
Citigroup
43
Citigroup
New York
$48K +$23.5K +1,029 +103%
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$45K +$35.4K +1,545 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$44K +$435 +19 +1%
NFG
46
Next Financial Group
Texas
$40K -$34.3K -1,500 -47%
NFH
47
NEXT Financial Holdings
Texas
$40K +$38.3K +1,675 New
AIM
48
Advantage Investment Management
Iowa
$38K -$572 -25 -2%
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$36K
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$19K -$143K -6,261 -89%