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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$60K
JIC
52
Joel Isaacson & Co
New York
$60K
WT
53
Whittier Trust
California
$57K
US Bancorp
54
US Bancorp
Minnesota
$51K -$53.6K -380 -53%
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$47K +$2.26K +16 +5%
RNS
56
Robert N. Shapiro
$44K
GT
57
Glenmede Trust
Pennsylvania
$40K
NFG
58
Next Financial Group
Texas
$34K +$33.3K +236 New
LFR
59
Lehman Financial Resources
Pennsylvania
$30K
LTFS
60
Ladenburg Thalmann Financial Services
Florida
$20K
AC
61
Alexandria Capital
Virginia
$10K -$9.88K -70 -50%
CG
62
Colony Group
Massachusetts
$8K
TDC
63
Thompson Davis & Co
Virginia
$8K +$141 +1 +2%
LTI
64
Laffer Tengler Investments
Tennessee
$5.53K +$5.22K +37 New
NMIS
65
Northwestern Mutual Investment Services
Wisconsin
$5K +$5.08K +36 New
RJFSA
66
Raymond James Financial Services Advisors
Florida
-$2.54M -19,068 Closed
NCM
67
Newgate Capital Management
Connecticut
-$1.29M -9,674 Closed
Stifel Financial
68
Stifel Financial
Missouri
-$1.21M -9,068 Closed
RCM
69
Robinson Capital Management
Michigan
-$482K -3,623 Closed
RAM
70
Roanoke Asset Management
New Jersey
-$232K -1,740 Closed
SCA
71
SAC Capital Advisors
Connecticut
-$210K -1,576 Closed
BRWA
72
B. Riley Wealth Advisors
Florida
-$133K -1,000 Closed
TCA
73
Tortoise Capital Advisors
Kansas
-$99K -740 Closed
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
-$78K -583 Closed
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
-$60K -450 Closed