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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$107M +$104M +761,393 New
Bank of America
2
Bank of America
North Carolina
$39.2M +$38.1M +278,828 New
AAM
3
Advisors Asset Management
Colorado
$24.9M +$24.1M +176,669 New
GKIM
4
GW&K Investment Management
Massachusetts
$23.5M +$22.8M +167,183 New
GC
5
Guggenheim Capital
Illinois
$19M +$18.5M +135,179 New
Invesco
6
Invesco
Georgia
$12.7M +$12.3M +90,455 New
U
7
UBS
Switzerland
$6.83M +$6.62M +48,533 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.65M +$6.45M +47,252 New
ClearBridge Investments
9
ClearBridge Investments
New York
$6.48M +$6.29M +46,050 New
Wells Fargo
10
Wells Fargo
California
$5.72M +$5.54M +40,619 New
Ameriprise
11
Ameriprise
Minnesota
$5.33M +$5.17M +37,885 New
Citigroup
12
Citigroup
New York
$3.7M +$3.59M +26,298 New
LPL Financial
13
LPL Financial
California
$3.62M +$3.51M +25,690 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.27M +$2.21M +16,156 New
DADC
15
D.A. Davidson & Co
Montana
$2.23M +$2.16M +15,853 New
Millennium Management
16
Millennium Management
New York
$2.07M +$2.73M +20,000 New
OC
17
Oppenheimer & Co
New York
$1.79M +$1.74M +12,750 New
BOIA
18
Bush ODonnell Investment Advisors
Missouri
$1.55M +$1.5M +11,025 New
MCM
19
Murphy Capital Management
New Jersey
$1.46M +$1.42M +10,383 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.41M +$1.37M +10,045 New
RJA
21
Raymond James & Associates
Florida
$1.27M +$1.23M +9,004 New
SNC
22
Stifel Nicolaus & Co
Missouri
$1.25M +$1.21M +8,863 New
HFS
23
HL Financial Services
Kentucky
$1.2M +$1.17M +8,556 New
Cohen & Steers
24
Cohen & Steers
New York
$1.19M +$1.15M +8,440 New
JP Morgan Chase
25
JP Morgan Chase
New York
$1.16M +$1.13M +8,255 New
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