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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.1M +$628K +23,375 +3%
MGAM
2
McGowan Group Asset Management
Texas
$10.8M -$262K -9,743 -2%
Bank of America
3
Bank of America
North Carolina
$8.86M -$95.9K -3,572 -1%
CA
4
Cornerstone Advisors
North Carolina
$7.25M +$3.49M +130,062 +95%
AC
5
Aristides Capital
Kentucky
$5.89M – – –
SIA
6
Sit Investment Associates
Minnesota
$5.65M +$269K +10,000 +5%
Wells Fargo
7
Wells Fargo
California
$3.55M +$367K +13,677 +12%
QC
8
Quantedge Capital
Singapore
$3.39M +$575K +21,411 +21%
TB
9
Terril Brothers
Missouri
$2.9M -$54K -2,010 -2%
WAM
10
Wolverine Asset Management
Illinois
$2.6M +$1.78M +66,170 +224%
UBS Group
11
UBS Group
Switzerland
$2.54M -$26.8K -998 -1%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.54M +$22.4K +833 +0.9%
KACA
13
Kayne Anderson Capital Advisors
California
$2.3M – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.12M +$83.6K +3,113 +4%
GC
15
Guggenheim Capital
Illinois
$2.09M -$173K -6,426 -8%
LCM
16
Landscape Capital Management
New Jersey
$1.93M -$644K -23,975 -25%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.74M -$113K -4,190 -6%
AAM
18
Advisors Asset Management
Colorado
$1.71M -$433K -16,122 -20%
ClearBridge Investments
19
ClearBridge Investments
New York
$1.68M – – –
Ameriprise
20
Ameriprise
Minnesota
$1.53M -$6.85K -255 -0.4%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.48M +$106K +3,954 +8%
6M
22
6 Meridian
Kansas
$1.33M -$325K -12,094 -20%
EIA
23
Edgemoor Investment Advisors
Maryland
$1.09M -$37.5K -1,395 -3%
HighTower Advisors
24
HighTower Advisors
Illinois
$1.05M -$19.7K -733 -2%
TCA
25
Transcend Capital Advisors
New Jersey
$905K -$84.9K -3,160 -10%
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