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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$59.2M +$9.01M +248,594 +17%
Morgan Stanley
2
Morgan Stanley
New York
$23.1M -$417K -11,505 -2%
Bank of America
3
Bank of America
North Carolina
$9.14M -$413K -11,405 -4%
WP
4
Woodline Partners
California
$7.95M – – –
AAM
5
Advisors Asset Management
Colorado
$6.97M +$2.85M +78,667 +66%
AC
6
Aristides Capital
Kentucky
$6.82M – – –
TB
7
Terril Brothers
Missouri
$5.38M -$595K -16,434 -10%
Wells Fargo
8
Wells Fargo
California
$5.14M -$171K -4,717 -3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.5M -$17.4K -479 -0.4%
MGAM
10
McGowan Group Asset Management
Texas
$4.29M -$3.57M -98,609 -45%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$3.88M +$1.05M +29,074 +36%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.15M +$176K +4,844 +6%
WAM
13
Wolverine Asset Management
Illinois
$3.04M +$1.89M +52,181 +153%
SIA
14
Sit Investment Associates
Minnesota
$2.79M +$2.21M +61,035 +338%
UBS Group
15
UBS Group
Switzerland
$2.73M -$147K -4,052 -5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.26M +$178K +4,909 +8%
MC
17
Matisse Capital
Oregon
$2.04M – – –
Ameriprise
18
Ameriprise
Minnesota
$1.73M +$42.3K +1,167 +2%
Goldman Sachs
19
Goldman Sachs
New York
$1.67M +$460K +12,693 +37%
GC
20
Guggenheim Capital
Illinois
$1.55M -$136K -3,741 -8%
EIA
21
Edgemoor Investment Advisors
Maryland
$1.35M +$222K +6,132 +19%
SPIA
22
Steward Partners Investment Advisory
New York
$1.26M +$97.5K +2,690 +8%
KACA
23
Kayne Anderson Capital Advisors
California
$1.23M -$76.1K -2,100 -6%
AGM
24
Alpine Global Management
New York
$1.17M +$1.2M +33,200 New
Millennium Management
25
Millennium Management
New York
$837K +$861K +23,755 New
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