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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.05M -$966K -67,424 -11%
MGAM
2
McGowan Group Asset Management
Texas
$5.27M -$19.4K -1,356 -0.3%
AC
3
Aristides Capital
Kentucky
$3.08M +$3.99M +278,254 New
SIA
4
Sit Investment Associates
Minnesota
$1.99M +$42.9K +2,997 +2%
TB
5
Terril Brothers
Missouri
$1.91M -$35.3K -2,463 -1%
Bank of America
6
Bank of America
North Carolina
$1.85M +$646K +45,098 +37%
Ameriprise
7
Ameriprise
Minnesota
$1.74M +$480K +33,528 +27%
LCM
8
Landscape Capital Management
New Jersey
$1.68M -$14 -1 -0%
CA
9
Cornerstone Advisors
North Carolina
$1.61M -$1.73M -120,700 -45%
OA
10
Oxbow Advisors
Texas
$1.43M +$1.69M +118,290 +1,053%
AAM
11
Advisors Asset Management
Colorado
$1.41M +$156K +10,874 +9%
6M
12
6 Meridian
Kansas
$992K +$376K +26,234 +41%
KACA
13
Kayne Anderson Capital Advisors
California
$991K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$788K -$303K -21,146 -23%
Wells Fargo
15
Wells Fargo
California
$757K -$230K -16,072 -19%
Invesco
16
Invesco
Georgia
$633K -$147K -10,274 -15%
HighTower Advisors
17
HighTower Advisors
Illinois
$631K +$814K +56,854 New
UBS Group
18
UBS Group
Switzerland
$616K +$136K +9,503 +21%
GC
19
Guggenheim Capital
Illinois
$605K -$171K -11,933 -18%
CRC
20
Curi RMB Capital
Illinois
$361K +$207K +14,436 +79%
CCP
21
Clough Capital Partners
Massachusetts
$327K -$547K -38,176 -56%
ClearBridge Investments
22
ClearBridge Investments
New York
$313K -$19.2K -1,340 -5%
Osaic Holdings
23
Osaic Holdings
Arizona
$265K +$154K +10,750 +82%
RJA
24
Raymond James & Associates
Florida
$261K -$21.4K -1,493 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$242K -$14.1K -981 -4%
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