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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.3M +$186K +6,024 +0.9%
SIA
2
Sit Investment Associates
Minnesota
$17.6M +$4.11M +133,131 +34%
Bank of America
3
Bank of America
North Carolina
$15.4M +$3.24M +104,961 +30%
MGAM
4
McGowan Group Asset Management
Texas
$12.9M -$134K -4,335 -1%
CA
5
Cornerstone Advisors
North Carolina
$9.46M -$464K -15,000 -5%
Osaic Holdings
6
Osaic Holdings
Arizona
$8.46M +$35K +1,131 +18%
AC
7
Aristides Capital
Kentucky
$7.31M – – –
TB
8
Terril Brothers
Missouri
$5.49M -$51.3K -1,660 -1%
QC
9
Quantedge Capital
Singapore
$4.76M +$340K +11,000 +8%
WAM
10
Wolverine Asset Management
Illinois
$4.66M -$486K -15,742 -10%
Wells Fargo
11
Wells Fargo
California
$4.39M +$109K +3,534 +3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.21M +$194K +6,269 +5%
UBS Group
13
UBS Group
Switzerland
$3.5M +$34.6K +1,121 +1%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.79M +$867K +28,069 +51%
KACA
15
Kayne Anderson Capital Advisors
California
$2.75M -$105K -3,402 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.54M -$121K -3,917 -5%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$2.48M +$2.31M +74,659 New
GC
18
Guggenheim Capital
Illinois
$2.24M -$248K -8,020 -11%
ClearBridge Investments
19
ClearBridge Investments
New York
$2.08M – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.04M +$79.6K +2,576 +4%
MC
21
Matisse Capital
Oregon
$1.96M +$45.6K +1,474 +3%
AAM
22
Advisors Asset Management
Colorado
$1.92M +$83K +2,686 +5%
Ameriprise
23
Ameriprise
Minnesota
$1.75M -$85.6K -2,769 -5%
EIA
24
Edgemoor Investment Advisors
Maryland
$1.03M -$333K -10,760 -26%
TCA
25
Transcend Capital Advisors
New Jersey
$990K +$9.27K +300 +1%
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