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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.9M +$2.1M +76,619 +13%
MGAM
2
McGowan Group Asset Management
Texas
$11.9M -$1.5M -54,651 -12%
Bank of America
3
Bank of America
North Carolina
$9.64M +$155K +5,677 +2%
AC
4
Aristides Capital
Kentucky
$6.34M -$1.14M -41,823 -16%
SIA
5
Sit Investment Associates
Minnesota
$5.79M +$482K +17,600 +10%
CA
6
Cornerstone Advisors
North Carolina
$4M +$3.39M +123,920 +953%
Wells Fargo
7
Wells Fargo
California
$3.42M -$95.6K -3,493 -3%
TB
8
Terril Brothers
Missouri
$3.18M -$9.86K -360 -0.3%
QC
9
Quantedge Capital
Singapore
$3.02M -$1.98M -72,418 -41%
LCM
10
Landscape Capital Management
New Jersey
$2.78M -$1.58M -57,629 -38%
UBS Group
11
UBS Group
Switzerland
$2.76M -$61.2K -2,237 -2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.71M +$203K +7,413 +9%
KACA
13
Kayne Anderson Capital Advisors
California
$2.48M -$750K -27,400 -24%
GC
14
Guggenheim Capital
Illinois
$2.44M +$151K +5,502 +7%
AAM
15
Advisors Asset Management
Colorado
$2.31M -$463K -16,907 -18%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.19M +$106K +3,883 +5%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$2M +$1.2M +43,664 +177%
ClearBridge Investments
18
ClearBridge Investments
New York
$1.81M – – –
6M
19
6 Meridian
Kansas
$1.79M +$133K +4,860 +9%
Ameriprise
20
Ameriprise
Minnesota
$1.66M -$1.29M -47,079 -45%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.48M +$758K +27,678 +121%
EIA
22
Edgemoor Investment Advisors
Maryland
$1.21M +$311K +11,375 +38%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.15M -$441K -16,118 -29%
TCA
24
Transcend Capital Advisors
New Jersey
$951K -$42.4K -1,550 -5%
WAM
25
Wolverine Asset Management
Illinois
$864K +$810K +29,579 New
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