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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.16M -$13.2M -314,296 -29%
MGAM
2
McGowan Group Asset Management
Texas
$4.35M -$822K -19,533 -4%
AC
3
Aristides Capital
Kentucky
$2.63M +$12.1M +287,346 New
Bank of America
4
Bank of America
North Carolina
$2.17M -$305K -7,234 -3%
MC
5
Matisse Capital
Oregon
$2.06M +$9.47M +224,934 New
TB
6
Terril Brothers
Missouri
$1.62M -$65.5K -1,555 -0.9%
SIA
7
Sit Investment Associates
Minnesota
$1.51M +$485K +11,520 +8%
LCM
8
Landscape Capital Management
New Jersey
$1.37M +$6.11M +145,224 +3,121%
AAM
9
Advisors Asset Management
Colorado
$927K +$931K +22,117 +28%
Ameriprise
10
Ameriprise
Minnesota
$860K +$1.32M +31,408 +50%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$851K -$3.32M -78,966 -46%
Wells Fargo
12
Wells Fargo
California
$745K -$2.12M -50,408 -38%
KACA
13
Kayne Anderson Capital Advisors
California
$728K -$572K -13,580 -15%
GC
14
Guggenheim Capital
Illinois
$707K -$116K -2,753 -3%
Invesco
15
Invesco
Georgia
$612K +$508K +12,075 +22%
UBS Group
16
UBS Group
Switzerland
$550K -$6.98M -165,758 -73%
WAM
17
Wolverine Asset Management
Illinois
$546K +$2.51M +59,674 New
HighTower Advisors
18
HighTower Advisors
Illinois
$542K +$5.39K +128 +0.2%
Goldman Sachs
19
Goldman Sachs
New York
$540K +$863K +20,495 +53%
FT
20
Fiduciary Trust
Massachusetts
$376K -$227K -5,387 -12%
CA
21
Cornerstone Advisors
North Carolina
$354K +$1.63M +38,684 New
ACM
22
Arlington Capital Management
Illinois
$329K +$1.52M +36,000 New
ClearBridge Investments
23
ClearBridge Investments
New York
$280K +$49.1K +1,167 +4%
AIM
24
Allen Investment Management
New York
$242K -$6.91M -164,067 -86%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$231K -$58.7K -1,394 -5%
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