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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.9M -$2.89M -89,255 -12%
SCM
2
Saba Capital Management
New York
$17.3M +$12.9M +400,292 +223%
MGAM
3
McGowan Group Asset Management
Texas
$11.1M -$195K -6,031 -2%
Bank of America
4
Bank of America
North Carolina
$10.9M -$1.51M -46,653 -11%
CA
5
Cornerstone Advisors
North Carolina
$8.73M +$2.11M +65,300 +29%
AC
6
Aristides Capital
Kentucky
$6.46M
Wells Fargo
7
Wells Fargo
California
$5.36M +$1.16M +35,937 +25%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.93M
TB
9
Terril Brothers
Missouri
$4.8M -$61.6K -1,905 -1%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$3.96M +$33.2K +1,027 +0.8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.77M +$44.3K +1,370 +1%
QC
12
Quantedge Capital
Singapore
$3.58M +$58.2K +1,800 +2%
UBS Group
13
UBS Group
Switzerland
$3.23M -$14.4K -446 -0.4%
AAM
14
Advisors Asset Management
Colorado
$2.78M +$405K +12,525 +15%
KACA
15
Kayne Anderson Capital Advisors
California
$2.22M -$97K -3,000 -4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.07M +$167K +5,160 +8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2M -$39.9K -1,232 -2%
MC
18
Matisse Capital
Oregon
$1.73M
ClearBridge Investments
19
ClearBridge Investments
New York
$1.7M -$146K -4,500 -7%
Ameriprise
20
Ameriprise
Minnesota
$1.46M +$55.3K +1,709 +4%
SIA
21
Sit Investment Associates
Minnesota
$1.33M -$7.72M -238,612 -84%
WAM
22
Wolverine Asset Management
Illinois
$1.18M -$475K -14,683 -27%
EIA
23
Edgemoor Investment Advisors
Maryland
$1.02M +$84.5K +2,612 +8%
OFG
24
OTA Financial Group
New York
$1.01M +$384K +11,877 +54%
SPIA
25
Steward Partners Investment Advisory
New York
$935K +$71.8K +2,219 +8%