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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$100M
Morgan Stanley
2
Morgan Stanley
New York
$26.9M -$1.58M -37,682 -6%
PCM
3
Penserra Capital Management
California
$12.3M +$11.2M +267,804 New
Bank of America
4
Bank of America
North Carolina
$11.3M -$124K -2,954 -1%
SIA
5
Sit Investment Associates
Minnesota
$10.4M -$66.5K -1,589 -0.7%
AAM
6
Advisors Asset Management
Colorado
$9.57M -$37K -884 -0.4%
AC
7
Aristides Capital
Kentucky
$8.86M
Wells Fargo
8
Wells Fargo
California
$6.39M -$93.8K -2,242 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.79M -$25.6K -612 -0.5%
BI
10
Bulldog Investors
New Jersey
$4.45M +$3.72M +89,000 +1,084%
AGM
11
Alpine Global Management
New York
$4.12M +$945K +22,600 +34%
UBS Group
12
UBS Group
Switzerland
$3.63M -$138K -3,291 -4%
CL
13
CSS LLC
Illinois
$3.32M -$384K -9,171 -11%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$3.21M -$1.38M -33,096 -32%
AC
15
Almitas Capital
California
$2.86M +$2.61M +62,472 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.85M +$16.7K +400 +0.6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.78M -$1,000K -23,902 -28%
SPIA
18
Steward Partners Investment Advisory
New York
$2.59M +$260K +6,221 +12%
KACA
19
Kayne Anderson Capital Advisors
California
$2.2M +$553K +13,208 +38%
Ameriprise
20
Ameriprise
Minnesota
$2.12M -$84K -2,008 -4%
EIA
21
Edgemoor Investment Advisors
Maryland
$2.07M +$553K +13,225 +41%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$1.81M +$1.26M +30,151 +323%
IA
23
Icon Advisers
Colorado
$1.76M +$1.61M +38,537 New
GC
24
Guggenheim Capital
Illinois
$1.69M -$92.9K -2,221 -6%
WAM
25
Wolverine Asset Management
Illinois
$1.56M +$1.43M +34,128 New