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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$87.8M +$18.6M +509,745 +30%
Morgan Stanley
2
Morgan Stanley
New York
$25M -$1.18M -32,219 -5%
Bank of America
3
Bank of America
North Carolina
$10M -$338K -9,266 -4%
SIA
4
Sit Investment Associates
Minnesota
$9.13M +$5.43M +148,687 +188%
AAM
5
Advisors Asset Management
Colorado
$8.41M +$440K +12,061 +6%
AC
6
Aristides Capital
Kentucky
$7.76M
Wells Fargo
7
Wells Fargo
California
$5.69M -$145K -3,964 -3%
TB
8
Terril Brothers
Missouri
$5.6M -$480K -13,150 -9%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.09M -$22.3K -610 -0.5%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.14M -$246K -6,751 -6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.39M -$175K -4,790 -5%
UBS Group
12
UBS Group
Switzerland
$3.31M +$187K +5,136 +7%
CL
13
CSS LLC
Illinois
$3.28M +$2.58M +70,673 +637%
AGM
14
Alpine Global Management
New York
$2.7M +$1.25M +34,200 +103%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.48M -$81.1K -2,222 -3%
Goldman Sachs
16
Goldman Sachs
New York
$2.29M +$351K +9,608 +20%
SPIA
17
Steward Partners Investment Advisory
New York
$2.02M +$533K +14,600 +41%
Ameriprise
18
Ameriprise
Minnesota
$1.97M -$20.6K -564 -1%
WP
19
Woodline Partners
California
$1.93M -$6.48M -177,512 -79%
GC
20
Guggenheim Capital
Illinois
$1.57M -$183K -5,017 -11%
KACA
21
Kayne Anderson Capital Advisors
California
$1.4M
DFG
22
Delphi Financial Group
Delaware
$1.33M +$1.21M +33,150 New
EIA
23
Edgemoor Investment Advisors
Maryland
$1.28M -$229K -6,277 -16%
SOA
24
Sea Otter Advisors
Florida
$1.21M +$730K +20,000 +194%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.18M +$1.06M +29,028 +9,455%