WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$332M
AUM Growth
-$15.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
262
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$16M
3
+$3.81M
4
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.06M

Top Sells

1
+$1.79M
2
+$1.78M
3
+$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
+$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$207K 0.04%
21,324
27
$198K 0.04%
20,000
28
$194K 0.04%
20,000
29
$174K 0.03%
13,398
-51,531
30
$172K 0.03%
17,502
31
$166K 0.03%
16,269
32
$164K 0.03%
109,001
-179,704
33
$162K 0.03%
16,400
34
$158K 0.03%
16,077
35
$155K 0.03%
16,000
36
$148K 0.03%
15,044
37
$148K 0.03%
15,000
38
$147K 0.03%
15,000
39
$146K 0.03%
15,000
40
$143K 0.03%
69,588
+54,588
41
$143K 0.03%
14,500
42
$139K 0.03%
+14,136
43
$139K 0.03%
+116,826
44
$134K 0.02%
68
45
$134K 0.02%
119,654
+103,654
46
$130K 0.02%
+13,000
47
$120K 0.02%
+12,000
48
$118K 0.02%
12,000
49
$116K 0.02%
11,850
50
$112K 0.02%
+66,000
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