WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+0.78%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$38.9M
Cap. Flow %
11.71%
Top 10 Hldgs %
46.31%
Holding
262
New
46
Increased
9
Reduced
40
Closed
42

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$16.3M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16M
3
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$3.82M
4
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$3.06M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$1.78M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRAC
26
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$207K 0.04% 21,324 – –
GACQ
27
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$198K 0.04% 20,000 – –
NBST
28
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$194K 0.04% 20,000 – –
SSSS icon
29
SuRo Capital
SSSS
$208M
$174K 0.03% 13,398 -51,531 -79% -$669K
PTOC
30
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$172K 0.03% 17,502 – –
MLAC
31
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$166K 0.03% 16,269 – –
GCMGW icon
32
GCM Grosvenor Inc. Warrant
GCMGW
$34.6M
$164K 0.03% 109,001 -179,704 -62% -$270K
ALTU
33
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
$162K 0.03% 16,400 – –
MDAI icon
34
Spectral AI
MDAI
$51.6M
$158K 0.03% 16,077 – –
PSAG
35
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$155K 0.03% 16,000 – –
CONX
36
DELISTED
CONX Corp. Class A Common Stock
CONX
$148K 0.03% 15,044 – –
DRAY
37
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$148K 0.03% 15,000 – –
GAPA
38
DELISTED
G&P Acquisition Corp.
GAPA
$147K 0.03% 15,000 – –
MITA
39
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$146K 0.03% 15,000 – –
GOEVW
40
DELISTED
Canoo Inc. Warrant
GOEVW
$143K 0.03% 69,588 +54,588 +364% +$112K
PMGM
41
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$143K 0.03% 14,500 – –
PEPL
42
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$139K 0.03% +14,136 New +$139K
BOXD.WS
43
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$139K 0.03% +116,826 New +$139K
FOXO
44
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$134K 0.02% 13,500 – –
NXPLW icon
45
NextPlat Corp Warrants
NXPLW
$51K
$134K 0.02% 119,654 +103,654 +648% +$116K
SHAP.U
46
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$130K 0.02% +13,000 New +$130K
LSPRU
47
DELISTED
Larkspur Health Acquisition Corp. Unit
LSPRU
$120K 0.02% +12,000 New +$120K
XPOA
48
DELISTED
DPCM Capital, Inc.
XPOA
$118K 0.02% 12,000 – –
ASAQ
49
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$116K 0.02% 11,850 – –
NNAVW
50
NextNav Inc. Warrant
NNAVW
$75.6M
$112K 0.02% +66,000 New +$112K
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