We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
176
Newell Brands
NWL
$2.38B
$326K 0.09%
21,115
-9,029
-30% -$135K
JNK icon
177
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$322K 0.08%
2,952
-4
-0.1% -$432
BRK.A icon
178
Berkshire Hathaway Class A
BRK.A
$1.1T
$318K 0.08%
1
– –
DEM icon
179
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$313K 0.08%
7,000
– –
ARRY
180
DELISTED
Array Biopharma Inc
ARRY
$312K 0.08%
+6,738
New +$189K
XLF icon
181
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$311K 0.08%
+11,252
New +$305K
VGK icon
182
Vanguard FTSE Europe ETF
VGK
$30.7B
$307K 0.08%
5,593
-45
-0.8% -$2.45K
V icon
183
Visa
V
$684B
$304K 0.08%
1,751
-419
-19% -$68.6K
DIA icon
184
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$303K 0.08%
1,141
-372
-25% -$97.1K
MRK icon
185
Merck
MRK
$322B
$303K 0.08%
3,794
+412
+12% +$31.5K
PRU icon
186
Prudential Financial
PRU
$42.4B
$293K 0.08%
2,899
-37
-1% -$3.69K
XLI icon
187
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$291K 0.08%
3,760
-2,745
-42% -$209K
MA icon
188
Mastercard
MA
$502B
$290K 0.08%
1,097
+139
+15% +$34.8K
PYPL icon
189
PayPal
PYPL
$48.9B
$286K 0.07%
2,500
-327
-12% -$36.2K
VOOG icon
190
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$282K 0.07%
10,500
– –
BAC icon
191
Bank of America
BAC
$435B
$264K 0.07%
9,094
+830
+10% +$23.9K
ECL icon
192
Ecolab
ECL
$78.1B
$263K 0.07%
+1,334
New +$248K
TFI icon
193
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$263K 0.07%
5,240
-6,645
-56% -$330K
CBRE icon
194
CBRE Group
CBRE
$42.5B
$257K 0.07%
5,019
+7
+0.1% +$348
MUB icon
195
iShares National Muni Bond ETF
MUB
$45.1B
$250K 0.07%
2,214
– –
OAK
196
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$250K 0.07%
5,049
+910
+22% +$45.1K
GT icon
197
Goodyear
GT
$2B
$249K 0.07%
16,250
-26,700
-62% -$451K
BKNG icon
198
Booking.com
BKNG
$149B
$246K 0.06%
3,275
– –
BND icon
199
Vanguard Total Bond Market
BND
$157B
$243K 0.06%
2,925
-361
-11% -$29.4K
FPE icon
200
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$242K 0.06%
12,500
+2,500
+25% +$48.1K
6 7
8
9 10

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.