Vivaldi Capital Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Vivaldi Capital Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-1,065	Closed	-$493K	–	52
2026 Q1	$493K	Hold	1,065	–	–	0.07%	166
2025 Q4	$512K	Hold	1,065	–	–	0.07%	159
2025 Q3	$494K	Hold	1,065	–	–	0.07%	162
2025 Q2	$469K	Hold	1,065	–	–	0.07%	166
2025 Q1	$447K	Hold	1,065	–	–	0.07%	156
2024 Q4	$476K	Hold	1,065	–	–	0.07%	152
2024 Q3	$451K	Hold	1,065	–	–	0.13%	118
2024 Q2	$417K	Hold	1,065	–	–	0.12%	135
2024 Q1	$421K	Hold	1,065	–	–	0.12%	134
2023 Q4	$408K	Sell	1,065 -46	-4%	-$16.1K	0.12%	141
2023 Q3	$372K	Buy	1,111 +96	+9%	+$33.3K	0.12%	131
2023 Q2	$349K	Hold	1,015	–	–	0.11%	134
2023 Q1	$338K	Sell	1,015 -150	-13%	-$49.8K	0.1%	142
2022 Q4	$391K	Hold	1,165	–	–	0.1%	158
2022 Q3	$341K	Buy	+1,165	New	+$370K	0.09%	151
2020 Q1	–	Sell	-945	Closed	-$269K	–	214
2019 Q4	$269K	Buy	945 +4	+0.4%	+$1.1K	0.07%	176
2019 Q3	$253K	Sell	941 -200	-18%	-$53.4K	0.06%	182
2019 Q2	$303K	Sell	1,141 -372	-25%	-$97.1K	0.08%	184
2019 Q1	$392K	Buy	1,513 +9	+0.6%	+$2.26K	0.11%	152
2018 Q4	$351K	Buy	1,504 +224	+18%	+$55.9K	0.15%	122
2018 Q3	$338K	Buy	1,280 +7	+0.5%	+$1.79K	0.18%	88
2018 Q2	$309K	Buy	1,273 +6	+0.5%	+$1.47K	0.25%	94
2018 Q1	$306K	Buy	+1,267	New	+$318K	0.23%	98

Other funds holding DIA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

IMC Chicago Chicago, Illinois $419B AUM 72.04% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Vivaldi Capital Management's DIA Position: Q2 2026 in Review

Vivaldi Capital Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q2 2026, closing a stake of 1,065 shares — an estimated $493K sold.

Vivaldi Capital Management first reported a position in DIA in Q1 2018 and held it in 23 quarters. The position peaked at $512K in Q4 2025. 1,444 funds tracked by Wall St. Rank hold DIA as of Q2 2026.

Vivaldi Capital Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q2 2026 after selling out during the quarter.
Vivaldi Capital Management sold 1,065 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q2 2026, an estimated $493K.
Vivaldi Capital Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018 and held it in 23 quarters.
Vivaldi Capital Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $512K in Q4 2025.
1,444 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q2 2026.

Based on Vivaldi Capital Management's 13F filing for Q2 2026.