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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEXEA
251
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-49,327
Closed -$2.36M
TSS
252
DELISTED
Total System Services, Inc.
TSS
– –
-6,317
Closed -$810K
RHT
253
DELISTED
Red Hat Inc
RHT
– –
-10,528
Closed -$1.98M
TCF
254
DELISTED
TCF Financial Corporation
TCF
– –
-45,476
Closed -$945K
7 8 9 10
11

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.