We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
Cap. Flow
-$27.6M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.3M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.5M
5
MLPA icon
Global X MLP ETF
MLPA
+$3.37M

Top Sells

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$25.4M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$12.9M
3
META icon
Meta Platforms (Facebook)
META
+$8.2M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.36M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.32M

Sector Composition

Rank Sector Weight
1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULST icon
226
State Street Ultra Short Term Bond ETF
ULST
$526M
– –
-319,216
Closed -$12.9M
VMBS icon
227
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-4,144
Closed -$221K
WFC icon
228
Wells Fargo
WFC
$270B
– –
-4,789
Closed -$242K
XLE icon
229
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
– –
-7,070
Closed -$209K
XLY icon
230
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
– –
-9,244
Closed -$558K
CEN
231
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-2,250
Closed -$160K
DISCK
232
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-15,212
Closed -$375K
NXQ
233
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-32,715
Closed -$490K
STI
234
DELISTED
SunTrust Banks, Inc.
STI
– –
-18,931
Closed -$1.04M
SEMG
235
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-11,984
Closed -$196K
CBM
236
DELISTED
Cambrex Corporation
CBM
– –
-3,829
Closed -$228K
VIAB
237
DELISTED
Viacom Inc. Class B
VIAB
– –
-27,840
Closed -$669K
CVRS
238
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-21,164
Closed -$91K
MDSO
239
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-4,205
Closed -$385K
IBDK
240
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-39,927
Closed -$992K
CELG
241
DELISTED
Celgene Corp
CELG
– –
-7,878
Closed -$782K
6 7 8 9
10

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.

  • Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
  • Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
  • Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
  • Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
  • Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
  • Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.