Vivaldi Capital Management’s Vanguard Mortgage-Backed Securities ETF VMBS Stock Holding History

Vivaldi Capital Management’s Portfolio VMBS Stock Details VMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,144	Closed	-$221K	–	234
2019 Q3	$221K	Buy	+4,144	New	+$220K	0.05%	198
2018 Q1	–	Sell	-4,957	Closed	-$260K	–	154
2017 Q4	$260K	Sell	4,957 -2,490	-33%	-$131K	0.22%	101
2017 Q3	$393K	Buy	7,447 +7,435	+61,958%	+$393K	1.69%	25
2017 Q2	$641	Sell	12 -19,109	-100%	-$1.01M	﹤0.01%	43
2017 Q1	$1K	Buy	+19,121	New	+$1M	﹤0.01%	74

Other funds holding VMBS

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Mather Group Chicago, Illinois $11.5B AUM 18.82% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.91B AUM 14.77% 1-Year Est. Return

Vivaldi Capital Management's VMBS Position: Q4 2019 in Review

Vivaldi Capital Management sold out of Vanguard Mortgage-Backed Securities ETF (VMBS) in Q4 2019, closing a stake of 4,144 shares — an estimated $221K sold.

Vivaldi Capital Management first reported a position in VMBS in Q1 2017 and held it in 5 quarters. The position peaked at $393K in Q3 2017. 372 funds tracked by Wall St. Rank hold VMBS as of Q4 2019.

Vivaldi Capital Management reported no remaining Vanguard Mortgage-Backed Securities ETF position as of Q4 2019 after selling out during the quarter.
Vivaldi Capital Management sold 4,144 Vanguard Mortgage-Backed Securities ETF shares in Q4 2019, an estimated $221K.
Vivaldi Capital Management first reported a position in Vanguard Mortgage-Backed Securities ETF in Q1 2017 and held it in 5 quarters.
Vivaldi Capital Management's Vanguard Mortgage-Backed Securities ETF position peaked at $393K in Q3 2017.
372 funds tracked by Wall St. Rank held Vanguard Mortgage-Backed Securities ETF as of Q4 2019.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.