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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.66%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$169M
AUM Growth
+$16.4M
Cap. Flow
+$17.4M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.12%
Holding
151
New
39
Increased
31
Reduced
39
Closed
42

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.63M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.5M
3
CHW
Calamos Global Dynamic Income Fund
CHW
+$3.29M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$3.25M
5
PFL
PIMCO Income Strategy Fund
PFL
+$3.11M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4.99M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.59M
3
STEW
SRH Total Return Fund
STEW
+$3.27M
4
HHY
Brookfield High Income Fund Inc.
HHY
+$2.96M
5
FHY
First Trust Strategic High
FHY
+$2.04M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHI
126
John Hancock Investors Trust
JHI
$116M
– –
-14,494
Closed -$242K
JPC icon
127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-152,108
Closed -$1.52M
MCR
128
DELISTED
MFS Charter Income Trust
MCR
– –
-50,751
Closed -$438K
MMT
129
Aberdeen Multi-Market Income Fund
MMT
$236M
– –
-30,000
Closed -$183K
NHS
130
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-20,414
Closed -$242K
SEVN
131
Seven Hills Realty Trust
SEVN
$171M
– –
-22,802
Closed -$477K
SPXX icon
132
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
– –
-104,163
Closed -$1.43M
VLT icon
133
Invesco High Income Trust II
VLT
$64.9M
– –
-15,507
Closed -$227K
AFT
134
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-34,075
Closed -$577K
FSD
135
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-11,410
Closed -$178K
EXD
136
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-17,635
Closed -$212K
DEX
137
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-57,675
Closed -$584K
SPE.PRB
138
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
– –
-50,464
Closed -$1.3M
DUC
139
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-63,560
Closed -$621K
GFY
140
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-25,629
Closed -$409K
INB
141
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-126,753
Closed -$1.13M
LCM
142
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-105,945
Closed -$885K
GGE
143
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-81,057
Closed -$1.3M
SBW
144
DELISTED
Western Asset Worldwide Income
SBW
– –
-14,507
Closed -$168K
KHI
145
DELISTED
Deutsche High Income Trust
KHI
– –
-25,866
Closed -$238K
KMM
146
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-117,827
Closed -$1.01M
IID
147
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-87,441
Closed -$578K
HHY
148
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-404,080
Closed -$2.96M
FHY
149
DELISTED
First Trust Strategic High
FHY
– –
-165,268
Closed -$2.04M
EMD
150
DELISTED
Western Asset Emerging Markets
EMD
– –
-33,481
Closed -$385K
3 4 5
6
7

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Shaker Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Shaker Financial Services held 151 positions worth $169M, up 11% from $152M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $17.4M of net new capital in Q4 2016, opening 39 new positions and adding to 31 existing holdings. Its largest new stake was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Gabelli Dividend & Income Trust, an estimated $4.59M trimmed.

  • Shaker Financial Services's largest Q4 2016 buy was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.
  • Shaker Financial Services added most to Nuveen Core Equity Alpha Fund in Q4 2016, an estimated $3.5M increase.
  • Shaker Financial Services's biggest Q4 2016 reduction was Gabelli Dividend & Income Trust, cutting an estimated $4.59M.
  • Shaker Financial Services fully exited General American Investors Company in Q4 2016, selling an estimated $4.99M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $169M portfolio in Q4 2016.
  • Shaker Financial Services opened 39 new positions and closed 42 in Q4 2016.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $169M.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.