Shaker Financial Services’s Guggenheim Enhncd Eqty Strtgy Fd GGE Stock Holding History

Shaker Financial Services’s Portfolio GGE Stock Details GGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-81,057	Closed	-$1.3M	–	143
2016 Q3	$1.3M	Buy	81,057 +22,704	+39%	+$363K	0.85%	41
2016 Q2	$899K	Sell	58,353 -8,468	-13%	-$130K	0.62%	53
2016 Q1	$1.02M	Sell	66,821 -9,282	-12%	-$134K	0.74%	45
2015 Q4	$1.2M	Buy	+76,103	New	+$1.2M	0.83%	44
2015 Q3	–	Sell	-39,499	Closed	-$666K	–	138
2015 Q2	$666K	Sell	39,499 -20,448	-34%	-$361K	0.42%	71
2015 Q1	$1.05M	Buy	59,947 +5,181	+9%	+$90.4K	0.66%	58
2014 Q4	$971K	Buy	+54,766	New	+$992K	0.62%	56
2014 Q2	–	Sell	-21,649	Closed	-$405K	–	175
2014 Q1	$405K	Buy	+21,649	New	+$403K	0.27%	99

Other funds holding GGE

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Shaker Financial Services's GGE Position: Q4 2016 in Review

Shaker Financial Services sold out of Guggenheim Enhncd Eqty Strtgy Fd (GGE) in Q4 2016, closing a stake of 81,057 shares — an estimated $1.3M sold.

Shaker Financial Services first reported a position in GGE in Q1 2014 and held it in 8 quarters. The position peaked at $1.3M in Q3 2016. 24 funds tracked by Wall St. Rank hold GGE as of Q4 2016.

Shaker Financial Services reported no remaining Guggenheim Enhncd Eqty Strtgy Fd position as of Q4 2016 after selling out during the quarter.
Shaker Financial Services sold 81,057 Guggenheim Enhncd Eqty Strtgy Fd shares in Q4 2016, an estimated $1.3M.
Shaker Financial Services first reported a position in Guggenheim Enhncd Eqty Strtgy Fd in Q1 2014 and held it in 8 quarters.
Shaker Financial Services's Guggenheim Enhncd Eqty Strtgy Fd position peaked at $1.3M in Q3 2016.
24 funds tracked by Wall St. Rank held Guggenheim Enhncd Eqty Strtgy Fd as of Q4 2016.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.