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GGE

Guggenheim Enhncd Eqty Strtgy Fd

Delisted

GGE was delisted on the 17th of March, 2017.

32 hedge funds and large institutions have $16.4M invested in Guggenheim Enhncd Eqty Strtgy Fd in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

36% more capital invested

Capital invested by funds: $12.1M → $16.4M (+$4.33M)

33% more funds holding

Funds holding: 2432 (+8)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
32
Holders Change
+8
Holders Change %
+33.33%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
6
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.6M +$163K +10,310 +7%
GC
2
Guggenheim Capital
Illinois
$2.58M +$3.71K +235 +25%
Bank of America
3
Bank of America
North Carolina
$2.37M -$82.4K -5,219 -3%
SFS
4
Shaker Financial Services
Virginia
$1.2M +$1.2M +76,103 New
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$855K -$265K -16,760 -24%
CRC
6
Curi RMB Capital
Illinois
$855K +$351K +22,236 +70%
RVPG
7
Relative Value Partners Group
$842K +$843K +53,389 New
CL
8
CSS LLC
Illinois
$729K
Citigroup
9
Citigroup
New York
$654K +$609K +38,544 +1,330%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$583K +$514K +32,548 +736%
KIM
11
Karpus Investment Management
New York
$405K +$405K +25,654 New
CCP
12
Clough Capital Partners
Massachusetts
$322K +$322K +20,400 New
UBS Group
13
UBS Group
Switzerland
$260K +$12.5K +794 +5%
Wells Fargo
14
Wells Fargo
California
$250K -$21.6K -1,370 -8%
DA
15
Doliver Advisors
Texas
$240K +$240K +15,218 New
FAAS
16
First Allied Advisory Services
California
$200K
CA
17
Cornerstone Advisors
North Carolina
$193K -$255K -16,125 -57%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$186K -$842K -53,351 -82%
AIG
19
American International Group
New York
$183K -$7.11K -450 -4%
CAN
20
Cetera Advisor Networks
California
$168K +$167K +10,552 New
SG Americas Securities
21
SG Americas Securities
New York
$163K +$163K +10,318 New
LPL Financial
22
LPL Financial
California
$158K -$8.43K -534 -5%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$121K -$49.9K -3,161 -29%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$118K -$7.9K -500 -6%
BAM
25
Bruderman Asset Management
New York
$80K

GGE Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Enhncd Eqty Strtgy Fd (GGE) for Q4 2015, worth a combined $16.4M — up 36% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GGE positions and 2 closed out — a net gain of 8 holders — while 6 added to existing stakes and 10 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.2M. The largest seller was Baird Financial Group, cutting an estimated $842K.

  • 32 institutional investors held Guggenheim Enhncd Eqty Strtgy Fd (GGE) as of Q4 2015, up from 24 in Q3 2015.
  • Funds reported $16.4M of Guggenheim Enhncd Eqty Strtgy Fd stock for Q4 2015, up 36% quarter-over-quarter.
  • 10 funds opened new Guggenheim Enhncd Eqty Strtgy Fd positions in Q4 2015 and 2 closed out, a net change of +8 holders.
  • The largest Guggenheim Enhncd Eqty Strtgy Fd buyer in Q4 2015 was Shaker Financial Services, an estimated $1.2M added.
  • The largest Guggenheim Enhncd Eqty Strtgy Fd seller in Q4 2015 was Baird Financial Group, an estimated $842K sold.

Based on aggregated 13F filings for Q4 2015.