|
1
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
–
|
-$2.57M
|
-158,941
|
Closed
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$2.4M
|
-148,799
|
Closed
|
|
|
3
|
|
–
|
-$2M
|
-123,790
|
Closed
|
|
|
4
|
Relative Value Partners Group
|
–
|
-$1.97M
|
-121,726
|
Closed
|
|
|
5
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$991K
|
-61,363
|
Closed
|
|
|
6
|
Baird Financial Group
Milwaukee,
Wisconsin
|
–
|
-$811K
|
-50,226
|
Closed
|
|
|
7
|
CSS LLC
Chicago,
Illinois
|
–
|
-$746K
|
-46,211
|
Closed
|
|
|
8
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$401K
|
-24,841
|
Closed
|
|
|
9
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$317K
|
-19,800
|
Closed
|
|
|
10
|
Laurion Capital Management
New York
|
–
|
-$295K
|
-18,289
|
Closed
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
–
|
-$245K
|
-15,139
|
Closed
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
–
|
-$209K
|
-12,915
|
Closed
|
|
|
13
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$186K
|
-11,497
|
Closed
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$143K
|
-8,861
|
Closed
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$108K
|
-6,678
|
Closed
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$56K
|
-3,443
|
Closed
|
|
|
17
|
Bruderman Asset Management
Locust Valley,
New York
|
–
|
-$38K
|
-2,340
|
Closed
|
|
|
18
|
IFP Advisors
Tampa,
Florida
|
–
|
-$25K
|
-1,575
|
Closed
|
|
|
19
|
|
–
|
-$17K
|
-1,076
|
Closed
|
|
|
20
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$2.18M
|
-749
|
Closed
|
|
|
21
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$3K
|
-158
|
Closed
|
|
|
22
|
WFG Advisors
Dallas,
Texas
|
–
|
-$1K
|
-73
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$1K
|
-60
|
Closed
|
|
