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GGE

Guggenheim Enhncd Eqty Strtgy Fd

Delisted

GGE was delisted on the 17th of March, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.75M
Morgan Stanley
2
Morgan Stanley
New York
$2.53M +$22.8K +1,583 +1%
Bank of America
3
Bank of America
North Carolina
$2.12M -$166K -11,526 -8%
KIM
4
Karpus Investment Management
New York
$1.29M +$852K +59,099 +230%
Citigroup
5
Citigroup
New York
$1.25M +$586K +40,690 +98%
RVPG
6
Relative Value Partners Group
$1.03M +$169K +11,754 +22%
SFS
7
Shaker Financial Services
Virginia
$1.02M -$134K -9,282 -12%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$998K +$163K +11,340 +21%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$728K +$156K +10,821 +29%
CL
10
CSS LLC
Illinois
$704K
TC
11
Telemus Capital
Michigan
$579K +$548K +38,000 New
CCP
12
Clough Capital Partners
Massachusetts
$311K
UBS Group
13
UBS Group
Switzerland
$310K +$56.4K +3,911 +24%
LPL Financial
14
LPL Financial
California
$272K +$111K +7,700 +75%
Wells Fargo
15
Wells Fargo
California
$255K +$13.1K +911 +6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$224K +$41.8K +2,902 +25%
ICAS
17
Investors Capital Advisory Services
Massachusetts
$208K +$198K +13,720 New
DA
18
Doliver Advisors
Texas
$182K -$46.8K -3,246 -21%
CAN
19
Cetera Advisor Networks
California
$174K +$13.7K +948 +9%
FAAS
20
First Allied Advisory Services
California
$170K -$17.3K -1,200 -10%
AIG
21
American International Group
New York
$167K -$8.21K -570 -5%
RJA
22
Raymond James & Associates
Florida
$152K +$144K +10,006 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$119K +$1.87K +130 +2%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$104K -$10.1K -700 -9%
BAM
25
Bruderman Asset Management
New York
$78K