KIM
GGE

Karpus Investment Management’s Guggenheim Enhncd Eqty Strtgy Fd GGE Stock Holding History

Karpus Investment Management’s Portfolio GGE Stock Details GGE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-62,973
Closed -$970K – 170
2016
Q2 		$970K Sell
62,973
-21,780
-26% -$334K 0.05% 128
2016
Q1 		$1.29M Buy
84,753
+59,099
+230% +$852K 0.06% 131
2015
Q4 		$405K Buy
+25,654
New +$405K 0.02% 176

Other funds holding GGE

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Karpus Investment Management's GGE Position: Q3 2016 in Review

Karpus Investment Management sold out of Guggenheim Enhncd Eqty Strtgy Fd (GGE) in Q3 2016, closing a stake of 62,973 shares — an estimated $970K sold.

Karpus Investment Management first reported a position in GGE in Q4 2015 and held it in 3 quarters. The position peaked at $1.29M in Q1 2016. 29 funds tracked by Wall St. Rank hold GGE as of Q3 2016.

  • Karpus Investment Management reported no remaining Guggenheim Enhncd Eqty Strtgy Fd position as of Q3 2016 after selling out during the quarter.
  • Karpus Investment Management sold 62,973 Guggenheim Enhncd Eqty Strtgy Fd shares in Q3 2016, an estimated $970K.
  • Karpus Investment Management first reported a position in Guggenheim Enhncd Eqty Strtgy Fd in Q4 2015 and held it in 3 quarters.
  • Karpus Investment Management's Guggenheim Enhncd Eqty Strtgy Fd position peaked at $1.29M in Q1 2016.
  • 29 funds tracked by Wall St. Rank held Guggenheim Enhncd Eqty Strtgy Fd as of Q3 2016.

Based on Karpus Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.