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GGE

Guggenheim Enhncd Eqty Strtgy Fd

Delisted

GGE was delisted on the 17th of March, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.62M +$139K +7,905 +5%
GC
2
Guggenheim Capital
Illinois
$2.57M
Morgan Stanley
3
Morgan Stanley
New York
$1.76M +$39.5K +2,238 +2%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.1M +$1.15M +65,415 New
CA
5
Cornerstone Advisors
North Carolina
$970K +$114K +6,465 +13%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$931K +$78K +4,420 +8%
CCP
7
Clough Capital Partners
Massachusetts
$794K
CL
8
CSS LLC
Illinois
$779K
SFS
9
Shaker Financial Services
Virginia
$666K -$361K -20,448 -34%
UBS Group
10
UBS Group
Switzerland
$404K -$39.8K -2,258 -9%
Wells Fargo
11
Wells Fargo
California
$261K -$31.5K -1,787 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$234K +$49.1K +2,782 +25%
AIG
13
American International Group
New York
$219K +$19.9K +1,130 +10%
LPL Financial
14
LPL Financial
California
$204K +$211K +11,946 New
FAAS
15
First Allied Advisory Services
California
$186K
BAM
16
Bruderman Asset Management
New York
$86K
Citigroup
17
Citigroup
New York
$52K +$38K +2,151 +231%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$51K -$17.8K -1,008 -25%
WAM
19
Wolverine Asset Management
Illinois
$23K -$1.06M -60,153 -98%
WA
20
WFG Advisors
Texas
$17K
BRWM
21
B. Riley Wealth Management
Tennessee
$16K
Deutsche Bank
22
Deutsche Bank
Germany
$8K -$1.76K -100 -17%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$4K
TRCT
24
Tower Research Capital (TRC)
New York
$3K +$1.82K +103 +163%
MIG
25
Mariner Investment Group
New York
-$554K -31,480 Closed