Clough Capital Partners’s Guggenheim Enhncd Eqty Strtgy Fd GGE Stock Holding History

Clough Capital Partners’s Portfolio GGE Stock Details GGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-20,400	Closed	-$327K	–	221
2016 Q3	$327K	Hold	20,400	–	–	0.02%	158
2016 Q2	$314K	Hold	20,400	–	–	0.02%	169
2016 Q1	$311K	Hold	20,400	–	–	0.01%	184
2015 Q4	$322K	Buy	+20,400	New	+$322K	0.02%	171
2015 Q3	–	Sell	-47,100	Closed	-$794K	–	242
2015 Q2	$794K	Hold	47,100	–	–	0.03%	152
2015 Q1	$828K	Buy	+47,100	New	+$822K	0.03%	172

Other funds holding GGE

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Clough Capital Partners's GGE Position: Q4 2016 in Review

Clough Capital Partners sold out of Guggenheim Enhncd Eqty Strtgy Fd (GGE) in Q4 2016, closing a stake of 20,400 shares — an estimated $327K sold.

Clough Capital Partners first reported a position in GGE in Q1 2015 and held it in 6 quarters. The position peaked at $828K in Q1 2015. 24 funds tracked by Wall St. Rank hold GGE as of Q4 2016.

Clough Capital Partners reported no remaining Guggenheim Enhncd Eqty Strtgy Fd position as of Q4 2016 after selling out during the quarter.
Clough Capital Partners sold 20,400 Guggenheim Enhncd Eqty Strtgy Fd shares in Q4 2016, an estimated $327K.
Clough Capital Partners first reported a position in Guggenheim Enhncd Eqty Strtgy Fd in Q1 2015 and held it in 6 quarters.
Clough Capital Partners's Guggenheim Enhncd Eqty Strtgy Fd position peaked at $828K in Q1 2015.
24 funds tracked by Wall St. Rank held Guggenheim Enhncd Eqty Strtgy Fd as of Q4 2016.

Based on Clough Capital Partners's 13F filing for Q4 2016, filed 14 Feb 2017.