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GGE

Guggenheim Enhncd Eqty Strtgy Fd

Delisted

GGE was delisted on the 17th of March, 2017.

25 hedge funds and large institutions have $11M invested in Guggenheim Enhncd Eqty Strtgy Fd in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

23% more capital invested

Capital invested by funds: $8.99M → $11M (+$2.04M)

19% more funds holding

Funds holding: 2125 (+4)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.68M +$77.8K +4,292 +3%
Morgan Stanley
2
Morgan Stanley
New York
$1.71M -$74K -4,084 -4%
B
3
Baird
Wisconsin
$1.19M +$60.9K +3,358 +5%
SFS
4
Shaker Financial Services
Virginia
$971K +$992K +54,766 New
CL
5
CSS LLC
Illinois
$819K
WAM
6
Wolverine Asset Management
Illinois
$772K +$790K +43,592 New
UBS Group
7
UBS Group
Switzerland
$500K +$511K +28,182 New
Wells Fargo
8
Wells Fargo
California
$369K -$25.8K -1,425 -6%
MIG
9
Mariner Investment Group
New York
$347K +$355K +19,566 New
DA
10
Doliver Advisors
Texas
$284K +$290K +16,025 New
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$268K +$274K +15,119 New
AIG
12
American International Group
New York
$210K +$125K +6,897 +139%
FAAS
13
First Allied Advisory Services
California
$199K +$205K +11,300 New
PMFA
14
Plante Moran Financial Advisors
Michigan
$191K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$158K -$7.23K -399 -4%
NPC
16
National Planning Corporation
California
$109K +$115K +6,350 New
CCS
17
Crosspoint Capital Strategies
California
$98K
GGPS
18
Gary Goldberg Planning Services
New York
$90K
WA
19
WFG Advisors
Texas
$18K -$24.9K -1,375 -58%
BRWM
20
B. Riley Wealth Management
Tennessee
$17K
Deutsche Bank
21
Deutsche Bank
Germany
$8K
Citigroup
22
Citigroup
New York
$7K -$10.4K -574 -62%
BBPWM
23
Blue Bell Private Wealth Management
Pennsylvania
$7K +$5.51K +304 +227%
TRCT
24
Tower Research Capital (TRC)
New York
$4K +$2.19K +121 +98%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$4K +$4.19K +231 New

GGE Hedge Fund Activity: Q4 2014 in Review

25 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Enhncd Eqty Strtgy Fd (GGE) for Q4 2014, worth a combined $11M — up 23% from $8.99M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GGE positions and 3 closed out — a net gain of 6 holders — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $992K. The largest seller was Raymond James & Associates, exiting entirely with an estimated $202K sold.

  • 25 institutional investors held Guggenheim Enhncd Eqty Strtgy Fd (GGE) as of Q4 2014, up from 21 in Q3 2014.
  • Funds reported $11M of Guggenheim Enhncd Eqty Strtgy Fd stock for Q4 2014, up 23% quarter-over-quarter.
  • 9 funds opened new Guggenheim Enhncd Eqty Strtgy Fd positions in Q4 2014 and 3 closed out, a net change of +6 holders.
  • The largest Guggenheim Enhncd Eqty Strtgy Fd buyer in Q4 2014 was Shaker Financial Services, an estimated $992K added.
  • The largest Guggenheim Enhncd Eqty Strtgy Fd seller in Q4 2014 was Raymond James & Associates, an estimated $202K sold.

Based on aggregated 13F filings for Q4 2014.