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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGH icon
76
Nuveen Global High Income Fund
JGH
$352M
$699K 0.32%
42,669
-44,449
-51% -$702K
AIO
77
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$686K 0.32%
+34,145
New +$683K
MCN
78
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$685K 0.31%
103,266
-43,457
-30% -$281K
PIM
79
Franklin Master Intermediate Income Trust
PIM
$150M
$683K 0.31%
144,132
-66,493
-32% -$312K
INSI
80
DELISTED
Insight Select Income Fund
INSI
$658K 0.3%
+32,831
New +$663K
SPE.PRB
81
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$657K 0.3%
25,708
-1,774
-6% -$45.1K
NHS
82
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$653K 0.3%
52,840
-31,594
-37% -$380K
CHN
83
DELISTED
China Fund
CHN
$652K 0.3%
30,934
-11,923
-28% -$245K
TDF
84
Templeton Dragon Fund
TDF
$270M
$641K 0.29%
32,981
-5,101
-13% -$94.9K
MIN
85
Aberdeen Intermediate Income Fund
MIN
$274M
$636K 0.29%
167,422
-26,097
-13% -$98.5K
JRO
86
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$615K 0.28%
61,576
-49,075
-44% -$469K
BSL
87
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$613K 0.28%
+37,981
New +$615K
BGT icon
88
BlackRock Floating Rate Income Trust
BGT
$323M
$567K 0.26%
44,057
+7,162
+19% +$89.6K
FIV
89
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$539K 0.25%
58,608
-21,322
-27% -$192K
EFT
90
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$507K 0.23%
36,922
-16,745
-31% -$224K
DHY
91
Credit Suisse High Yield Credit Fund
DHY
$242M
$495K 0.23%
+197,962
New +$499K
USA icon
92
Liberty All-Star Equity Fund
USA
$1.79B
$493K 0.23%
72,864
-49,830
-41% -$326K
DUC
93
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$490K 0.23%
53,574
+7,218
+16% +$66.1K
SPXX icon
94
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$487K 0.22%
+29,560
New +$470K
AOD
95
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$484K 0.22%
54,121
-52,949
-49% -$453K
SEVN
96
Seven Hills Realty Trust
SEVN
$171M
$482K 0.22%
+23,884
New +$484K
GAM
97
General American Investors Company
GAM
$1.56B
$462K 0.21%
12,254
-108,618
-90% -$4M
GFY
98
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$454K 0.21%
27,181
+1,100
+4% +$18.1K
JPI
99
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$452K 0.21%
+17,500
New +$439K
QQQX icon
100
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$436K 0.2%
18,114
-42,370
-70% -$991K
2 3
4
5 6

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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.