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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGT
51
Royce Global Value Trust
RGT
$99.2M
$1.2M 0.63%
115,611
+91,582
+381% +$902K
LOR
52
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.19M 0.63%
105,484
+65,547
+164% +$732K
HNW
53
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.15M 0.61%
69,075
-102,489
-60% -$1.68M
TY icon
54
TRI-Continental Corp
TY
$1.86B
$1.13M 0.6%
+44,369
New +$1.11M
DSU icon
55
BlackRock Debt Strategies Fund
DSU
$593M
$1.1M 0.58%
94,129
+78,779
+513% +$914K
GGZ
56
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.07M 0.56%
80,650
+18,371
+29% +$233K
AVK
57
Advent Convertible and Income Fund
AVK
$547M
$1.04M 0.55%
+65,915
New +$1.04M
CAF
58
Morgan Stanley China A Share Fund
CAF
$322M
$1.01M 0.54%
42,544
+27,433
+182% +$618K
JQC icon
59
Nuveen Credit Strategies Income Fund
JQC
$704M
$970K 0.51%
114,212
-54,186
-32% -$460K
SPE.PRB
60
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$934K 0.49%
36,515
– –
DEX
61
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$915K 0.48%
77,172
+25,161
+48% +$291K
SABA
62
Saba Capital Income & Opportunities Fund II
SABA
$220M
$901K 0.48%
+66,859
New +$894K
TSLF
63
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$880K 0.47%
50,250
+29,406
+141% +$522K
ACV
64
Virtus Diversified Income & Convertible Fund
ACV
$278M
$874K 0.46%
+40,692
New +$865K
SPXX icon
65
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$874K 0.46%
55,880
-16,027
-22% -$247K
EMD
66
Western Asset Emerging Markets Debt Fund
EMD
$609M
$865K 0.46%
54,940
+43,340
+374% +$677K
VVR icon
67
Invesco Senior Income Trust
VVR
$457M
$838K 0.44%
186,644
+48,000
+35% +$215K
BRW
68
Saba Capital Income & Opportunities Fund
BRW
$336M
$819K 0.43%
78,291
+27,679
+55% +$290K
KST
69
DELISTED
Deutsche Strategic Income Trust
KST
$806K 0.43%
64,685
– –
HERZ
70
Herzfeld Credit Income Fund
HERZ
$32.3M
$763K 0.4%
13,569
+830
+7% +$47K
PHD
71
DELISTED
Pioneer Floating Rate Fund
PHD
$740K 0.39%
61,895
-50,750
-45% -$602K
DSL
72
DoubleLine Income Solutions Fund
DSL
$1.22B
$683K 0.36%
+32,118
New +$671K
FFA
73
First Trust Enhanced Equity Income Fund
FFA
$450M
$650K 0.34%
43,210
+11,386
+36% +$170K
BCV
74
Bancroft Fund
BCV
$133M
$602K 0.32%
27,481
+1,266
+5% +$27.7K
BWG
75
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$584K 0.31%
+43,484
New +$587K
1 2
3
4 5

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Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.