SFS

Shaker Financial Services Portfolio holdings

AUM $276M
This Quarter Return
+2.49%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$189M
AUM Growth
+$189M
Cap. Flow
+$6.68M
Cap. Flow %
3.54%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

1
DIAX icon
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$5.96M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
$4.25M
3
CET
Central Securities Corp
CET
$2.71M
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.56M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
$2.54M

Top Sells

1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$6.38M
2
USA icon
Liberty All-Star Equity Fund
USA
$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
$5.5M
4
ADX icon
Adams Diversified Equity Fund
ADX
$5.22M
5
ASG
Liberty All-Star Growth Fund
ASG
$3.96M

Sector Composition

1 Financials 1.75%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RGT
51
Royce Global Value Trust
RGT
$82.6M
$1.2M 0.63%
115,611
+91,582
+381% +$948K
LOR
52
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.19M 0.63%
105,484
+65,547
+164% +$742K
HNW
53
Pioneer Diversified High Income Fund
HNW
$107M
$1.15M 0.61%
69,075
-102,489
-60% -$1.7M
TY icon
54
TRI-Continental Corp
TY
$1.74B
$1.13M 0.6%
+44,369
New +$1.13M
DSU icon
55
BlackRock Debt Strategies Fund
DSU
$549M
$1.1M 0.58%
94,129
+78,779
+513% +$919K
GGZ
56
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$1.07M 0.56%
80,650
+18,371
+29% +$243K
AVK
57
Advent Convertible and Income Fund
AVK
$552M
$1.04M 0.55%
+64,182
New +$1.04M
CAF
58
Morgan Stanley China A Share Fund
CAF
$264M
$1.02M 0.54%
42,544
+27,433
+182% +$654K
JQC icon
59
Nuveen Credit Strategies Income Fund
JQC
$751M
$970K 0.51%
114,212
-54,186
-32% -$460K
SPE.PRB
60
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$934K 0.49%
36,515
– –
DEX
61
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$915K 0.48%
77,172
+25,161
+48% +$298K
SABA
62
Saba Capital Income & Opportunities Fund II
SABA
$259M
$901K 0.48%
+133,717
New +$901K
TSLF
63
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$880K 0.47%
50,250
+29,406
+141% +$515K
SPXX icon
64
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$325M
$874K 0.46%
55,880
-16,027
-22% -$251K
ACV
65
Virtus Diversified Income & Convertible Fund
ACV
$240M
$874K 0.46%
+40,692
New +$874K
EMD
66
Western Asset Emerging Markets Debt Fund
EMD
$597M
$865K 0.46%
54,940
+43,340
+374% +$682K
VVR icon
67
Invesco Senior Income Trust
VVR
$556M
$838K 0.44%
186,644
+48,000
+35% +$216K
BRW
68
Saba Capital Income & Opportunities Fund
BRW
$351M
$819K 0.43%
156,581
+55,357
+55% +$290K
KST
69
DELISTED
Deutsche Strategic Income Trust
KST
$806K 0.43%
64,685
– –
HERZ
70
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.3M
$763K 0.4%
105,296
+6,440
+7% +$46.7K
PHD
71
Pioneer Floating Rate Fund
PHD
$123M
$740K 0.39%
61,895
-50,750
-45% -$607K
DSL
72
DoubleLine Income Solutions Fund
DSL
$1.43B
$683K 0.36%
+32,118
New +$683K
FFA
73
First Trust Enhanced Equity Income Fund
FFA
$423M
$650K 0.34%
43,210
+11,386
+36% +$171K
BCV
74
Bancroft Fund
BCV
$124M
$602K 0.32%
27,481
+1,266
+5% +$27.7K
BWG
75
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$584K 0.31%
+43,484
New +$584K
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