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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
2876
Western Asset Global High Income Fund
EHI
$178M
– –
-750
Closed -$7K
EOLS icon
2877
Evolus
EOLS
$501M
$0 ﹤0.01%
90
-1,030
-92% -$3.87K
ESLT icon
2878
Elbit Systems
ESLT
$40.3B
– –
-19
Closed -$2K
EUFN icon
2879
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$0 ﹤0.01%
50
– –
EVER icon
2880
EverQuote
EVER
$906M
– –
-16
Closed –
FBK icon
2881
FB Financial Corp
FBK
$3.04B
– –
-38
Closed –
FBP icon
2882
First Bancorp
FBP
$4.38B
– –
-1,260
Closed -$6K
FC icon
2883
Franklin Covey
FC
$246M
– –
-113
Closed -$2K
FCTR icon
2884
First Trust Lunt US Factor Rotation ETF
FCTR
$55.7M
– –
-1,003
Closed -$25K
FCVT icon
2885
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
– –
-459
Closed -$18K
FELE icon
2886
Franklin Electric
FELE
$4.84B
– –
-24
Closed -$1K
FEM icon
2887
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
– –
-239
Closed -$5K
FEMS icon
2888
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$0 ﹤0.01%
17
– –
FFBC icon
2889
First Financial Bancorp
FFBC
$3.53B
$0 ﹤0.01%
13
– –
FLO icon
2890
Flowers Foods
FLO
$1.57B
$0 ﹤0.01%
+41
New +$955
FLS icon
2891
Flowserve
FLS
$10.2B
$0 ﹤0.01%
11
– –
FN icon
2892
Fabrinet
FN
$20.1B
– –
-74
Closed -$4K
FNY icon
2893
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
– –
-58
Closed -$3K
FTA icon
2894
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
– –
-78
Closed -$3K
GAN
2895
DELISTED
GAN Ltd
GAN
– –
-1,000
Closed -$16K
TDAY
2896
USA Today Co
TDAY
$1.06B
– –
-21,000
Closed -$27K
GDOT icon
2897
Green Dot
GDOT
$745M
– –
-175
Closed -$8K
GECC icon
2898
Great Elm Capital Corp
GECC
$81.7M
$0 ﹤0.01%
+4
New +$80
GIB icon
2899
CGI
GIB
$15.5B
– –
-70
Closed -$4K
LKFT
2900
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
– –
-90
Closed -$12K
114 115
116
117 118

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.