Rockefeller Capital Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Rockefeller Capital Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$332K	Buy	10,382 +52	+0.5%	+$1.68K	﹤0.01%	2307
2026 Q1	$309K	Buy	10,330 +12	+0.1%	+$358	﹤0.01%	2243
2025 Q4	$282K	Buy	10,318 +440	+4%	+$11.9K	﹤0.01%	2188
2025 Q3	$268K	Buy	+9,878	New	+$256K	﹤0.01%	2073
2025 Q2	–	Sell	-10,146	Closed	-$232K	–	1743
2025 Q1	$232K	Sell	10,146 -40,784	-80%	-$920K	﹤0.01%	1634
2024 Q4	$1.12M	Sell	50,930 -932	-2%	-$21.3K	﹤0.01%	1206
2024 Q3	$1.24M	Sell	51,862 -50	-0.1%	-$1.17K	﹤0.01%	1151
2024 Q2	$1.24M	Sell	51,912 -846	-2%	-$20.3K	﹤0.01%	1139
2024 Q1	$1.21M	Sell	52,758 -2,584	-5%	-$58.5K	﹤0.01%	1192
2023 Q4	$1.22M	Sell	55,342 -69,396	-56%	-$1.45M	﹤0.01%	1077
2023 Q3	$2.6M	Sell	124,738 -1,407	-1%	-$30.7K	0.01%	756
2023 Q2	$2.67M	Buy	126,145 +65,017	+106%	+$1.39M	0.01%	758
2023 Q1	$1.29M	Sell	61,128 -14,394	-19%	-$310K	0.01%	972
2022 Q4	$1.59M	Buy	75,522 +74,927	+12,593%	+$1.5M	0.01%	841
2022 Q3	$11K	Buy	595 +355	+148%	+$7.44K	﹤0.01%	3039
2022 Q2	$5K	Buy	240 +142	+145%	+$3.35K	﹤0.01%	3438
2022 Q1	$2K	Buy	+98	New	+$2.52K	﹤0.01%	3600
2020 Q4	–	Sell	-239	Closed	-$5K	–	2896
2020 Q3	$5K	Hold	239	–	–	﹤0.01%	2215
2020 Q2	$5K	Buy	+239	New	+$4.74K	﹤0.01%	2091

Other funds holding FEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Rockefeller Capital Management's FEM Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Emerging Markets AlphaDEX Fund (FEM) stake by 0.5% in Q2 2026, buying an estimated $1.68K and bringing the position to 10,382 shares worth $332K. The position accounts for ﹤0.01% of the portfolio, ranked #2307.

Rockefeller Capital Management first reported a position in FEM in Q2 2020 and has held it in 19 quarters since. The position peaked at $2.67M in Q2 2023. 153 funds tracked by Wall St. Rank hold FEM as of Q2 2026.

Rockefeller Capital Management held 10,382 shares of First Trust Emerging Markets AlphaDEX Fund worth $332K as of Q2 2026.
Rockefeller Capital Management bought 52 First Trust Emerging Markets AlphaDEX Fund shares in Q2 2026, an estimated $1.68K.
First Trust Emerging Markets AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2307 holding.
Rockefeller Capital Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2020 and has held it in 19 quarters since.
Rockefeller Capital Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.67M in Q2 2023.
153 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.