Rockefeller Capital Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$309K	Buy	10,330 +12	+0.1%	+$358	﹤0.01%	2243
2025 Q4	$282K	Buy	10,318 +440	+4%	+$11.9K	﹤0.01%	2188
2025 Q3	$268K	Buy	+9,878	New	+$256K	﹤0.01%	2073
2025 Q2	–	Sell	-10,146	Closed	-$232K	–	1743
2025 Q1	$232K	Sell	10,146 -40,784	-80%	-$920K	﹤0.01%	1634
2024 Q4	$1.12M	Sell	50,930 -932	-2%	-$21.3K	﹤0.01%	1206
2024 Q3	$1.24M	Sell	51,862 -50	-0.1%	-$1.17K	﹤0.01%	1151
2024 Q2	$1.24M	Sell	51,912 -846	-2%	-$20.3K	﹤0.01%	1139
2024 Q1	$1.21M	Sell	52,758 -2,584	-5%	-$58.5K	﹤0.01%	1192
2023 Q4	$1.22M	Sell	55,342 -69,396	-56%	-$1.45M	﹤0.01%	1077
2023 Q3	$2.6M	Sell	124,738 -1,407	-1%	-$30.7K	0.01%	756
2023 Q2	$2.67M	Buy	126,145 +65,017	+106%	+$1.39M	0.01%	758
2023 Q1	$1.29M	Sell	61,128 -14,394	-19%	-$310K	0.01%	972
2022 Q4	$1.59M	Buy	75,522 +74,927	+12,593%	+$1.5M	0.01%	841
2022 Q3	$11K	Buy	595 +355	+148%	+$7.44K	﹤0.01%	3039
2022 Q2	$5K	Buy	240 +142	+145%	+$3.35K	﹤0.01%	3438
2022 Q1	$2K	Buy	+98	New	+$2.52K	﹤0.01%	3600
2020 Q4	–	Sell	-239	Closed	-$5K	–	2896
2020 Q3	$5K	Hold	239	–	–	﹤0.01%	2215
2020 Q2	$5K	Buy	+239	New	+$4.74K	﹤0.01%	2091