Rockefeller Capital Management’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Rockefeller Capital Management’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$22.8K	Sell	517 -172	-25%	-$7.81K	﹤0.01%	3657
2025 Q4	$29.7K	Buy	689 +340	+97%	+$14.8K	﹤0.01%	3321
2025 Q3	$15K	Buy	+349	New	+$14.1K	﹤0.01%	3486
2023 Q1	–	Sell	-77,298	Closed	-$2.45M	–	2608
2022 Q4	$2.45M	Buy	77,298 +303	+0.4%	+$9.68K	0.01%	686
2022 Q3	$2.4M	Buy	+76,995	New	+$2.54M	0.01%	711
2020 Q4	–	Sell	-459	Closed	-$18K	–	2894
2020 Q3	$18K	Hold	459	–	–	﹤0.01%	1826
2020 Q2	$16K	Buy	+459	New	+$15K	﹤0.01%	1740

Other funds holding FCVT

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIA

Concurrent Investment Advisors Tampa, Florida $9.2B AUM 23.26% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PWS

Proactive Wealth Strategies Marietta, Georgia $532M AUM 21.29% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisory Group Redmond, Washington $1.52B AUM 41.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rockefeller Capital Management's FCVT Position: Q1 2026 in Review

Rockefeller Capital Management reduced its First Trust SSI Strategic Convertible Securities ETF (FCVT) stake by 25% in Q1 2026, selling an estimated $7.81K and leaving 517 shares worth $22.8K. The position accounts for ﹤0.01% of the portfolio, ranked #3657.

Rockefeller Capital Management first reported a position in FCVT in Q2 2020 and has held it in 7 quarters since. The position peaked at $2.45M in Q4 2022. 63 funds tracked by Wall St. Rank hold FCVT as of Q1 2026.

Rockefeller Capital Management held 517 shares of First Trust SSI Strategic Convertible Securities ETF worth $22.8K as of Q1 2026.
Rockefeller Capital Management sold 172 First Trust SSI Strategic Convertible Securities ETF shares in Q1 2026, an estimated $7.81K.
First Trust SSI Strategic Convertible Securities ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3657 holding.
Rockefeller Capital Management first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q2 2020 and has held it in 7 quarters since.
Rockefeller Capital Management's First Trust SSI Strategic Convertible Securities ETF position peaked at $2.45M in Q4 2022.
63 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.