Rockefeller Capital Management’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Rockefeller Capital Management’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$19K	Sell	352 -165	-32%	-$8.39K	﹤0.01%	3748
2026 Q1	$22.8K	Sell	517 -172	-25%	-$7.81K	﹤0.01%	3657
2025 Q4	$29.7K	Buy	689 +340	+97%	+$14.8K	﹤0.01%	3321
2025 Q3	$15K	Buy	+349	New	+$14.1K	﹤0.01%	3486
2023 Q1	–	Sell	-77,298	Closed	-$2.45M	–	2608
2022 Q4	$2.45M	Buy	77,298 +303	+0.4%	+$9.68K	0.01%	686
2022 Q3	$2.4M	Buy	+76,995	New	+$2.54M	0.01%	711
2020 Q4	–	Sell	-459	Closed	-$18K	–	2894
2020 Q3	$18K	Hold	459	–	–	﹤0.01%	1826
2020 Q2	$16K	Buy	+459	New	+$15K	﹤0.01%	1740

Other funds holding FCVT

CIA

Concurrent Investment Advisors Tampa, Florida $11.8B AUM 31.86% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

PWS

Proactive Wealth Strategies Marietta, Georgia $623M AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Elequin Capital New York $3.36B AUM 11.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Rockefeller Capital Management's FCVT Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust SSI Strategic Convertible Securities ETF (FCVT) stake by 32% in Q2 2026, selling an estimated $8.39K and leaving 352 shares worth $19K. The position accounts for ﹤0.01% of the portfolio, ranked #3748.

Rockefeller Capital Management first reported a position in FCVT in Q2 2020 and has held it in 8 quarters since. The position peaked at $2.45M in Q4 2022. 61 funds tracked by Wall St. Rank hold FCVT as of Q2 2026.

Rockefeller Capital Management held 352 shares of First Trust SSI Strategic Convertible Securities ETF worth $19K as of Q2 2026.
Rockefeller Capital Management sold 165 First Trust SSI Strategic Convertible Securities ETF shares in Q2 2026, an estimated $8.39K.
First Trust SSI Strategic Convertible Securities ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3748 holding.
Rockefeller Capital Management first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q2 2020 and has held it in 8 quarters since.
Rockefeller Capital Management's First Trust SSI Strategic Convertible Securities ETF position peaked at $2.45M in Q4 2022.
61 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.