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First Trust SSI Strategic Convertible Securities ETF

68 hedge funds and large institutions have $102M invested in First Trust SSI Strategic Convertible Securities ETF in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 15

5% more capital invested

Capital invested by funds: $96.3M → $102M (+$5.26M)

2.16% more ownership

Funds ownership: 54.03%56.19% (+2.2%)

1% more funds holding

Funds holding: 6768 (+1)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
68
Holders Change
+1
Holders Change %
+1.49%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
23
Reduced
15
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$14.2M +$867K +26,291 +6%
Morgan Stanley
2
Morgan Stanley
New York
$9.38M +$2.09M +63,279 +27%
CAG
3
Csenge Advisory Group
Florida
$8.57M +$878K +26,633 +11%
CA
4
Continuum Advisory
Idaho
$8.57M +$896K +27,186 +11%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$5.91M +$6.14M +186,360 +5,468%
Jane Street
6
Jane Street
New York
$5.49M -$2.59M -78,437 -31%
Bank of America
7
Bank of America
North Carolina
$5.07M -$9.25M -280,460 -63%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.24M +$1.04M +31,439 +30%
Osaic Holdings
9
Osaic Holdings
Arizona
$3.85M +$1.29M +39,038 +46%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.59M -$1.44M -43,731 -28%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$3.53M +$2.49M +75,442 +200%
RJA
12
Raymond James & Associates
Florida
$3.01M +$310K +9,406 +11%
GIA
13
Gladstone Institutional Advisory
Florida
$2.61M -$202K -6,112 -7%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$2.4M +$2.54M +76,995 New
AFA
15
American Financial Advisors
Georgia
$2.21M +$2.34M +71,011 New
Truist Financial
16
Truist Financial
North Carolina
$1.99M +$1.44M +43,762 +219%
GC
17
Guggenheim Capital
Illinois
$1.44M +$458K +13,895 +43%
WEPOG
18
Wealth Enhancement & Preservation of GA
Georgia
$1.3M +$1.08M +32,612 +353%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.3M +$74.7K +2,266 +6%
FIA
20
Foundations Investment Advisors
Arizona
$1.24M +$333K +10,088 +34%
Citadel Advisors
21
Citadel Advisors
Florida
$1.22M -$849K -25,760 -40%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$937K -$238K -7,204 -19%
CWM
23
Concentrum Wealth Management
California
$502K -$65.7K -1,994 -11%
Goldman Sachs
24
Goldman Sachs
New York
$490K +$519K +15,739 New
DADC
25
D.A. Davidson & Co
Montana
$480K +$508K +15,405 New

FCVT Hedge Fund Activity: Q3 2022 in Review

68 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q3 2022, worth a combined $102M — up 5.5% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FCVT positions and 12 closed out — a net gain of 1 holder — while 23 added to existing stakes and 15 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $6.14M. The largest seller was Bank of America, cutting an estimated $9.25M.

  • 68 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2022, up from 67 in Q2 2022.
  • Funds reported $102M of First Trust SSI Strategic Convertible Securities ETF stock for Q3 2022, up 5.5% quarter-over-quarter.
  • 13 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q3 2022 and 12 closed out, a net change of +1 holder.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q3 2022 was Carson Wealth (CWM LLC), an estimated $6.14M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q3 2022 was Bank of America, an estimated $9.25M sold.

Based on aggregated 13F filings for Q3 2022.