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First Trust SSI Strategic Convertible Securities ETF
FCVT

Overview Fund Activity

57 hedge funds and large institutions have $131M invested in First Trust SSI Strategic Convertible Securities ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
57
Holders Change
+2
Holders Change %
+3.64%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Verition Fund Management
1
Verition Fund Management
Connecticut
$5.49M
2
AFA
2
American Financial Advisors
Georgia
$11.2M
3
AWM
3
AE Wealth Management
Kansas
$3.75M
4
SS
4
Simplicity Solutions
Minnesota
$3.71M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.46M

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$791K
2
CL
2
Cabana LLC
Arkansas
$1.92M
3
FTUS
3
Flow Traders U.S.
New York
$0
4
GWM
4
Geneos Wealth Management
Colorado
$470K
5
MML Investors Services
5
MML Investors Services
Massachusetts
$832K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$20.9M 630,611 +5,230 +0.8%
Bank of America
2
Bank of America
North Carolina
$12.1M 365,057 +4,107 +1%
AFA
3
American Financial Advisors
Georgia
$11.2M 359,468 +108,936 +43%
GIA
4
Gladstone Institutional Advisory
Florida
$10.8M 325,991 +68,127 +26%
LPL Financial
5
LPL Financial
California
$9.86M 297,934 +4,697 +2%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M 135,188 – –
Verition Fund Management
7
Verition Fund Management
Connecticut
$5.49M 165,987 +124,093 +296%
Morgan Stanley
8
Morgan Stanley
New York
$4.88M 147,448 +12,110 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4M 121,010 +53,813 +80%
AWM
10
AE Wealth Management
Kansas
$3.75M 113,328 +100,977 +818%
SS
11
Simplicity Solutions
Minnesota
$3.71M 112,077 +100,824 +896%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.46M 104,524 +78,817 +307%
Jane Street
13
Jane Street
New York
$2.81M 84,910 +77,943 +1,119%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.78M 83,977 +858 +1%
RJA
15
Raymond James & Associates
Florida
$2.55M 77,021 +2,344 +3%
AG
16
Advisor Group
Arizona
$2.19M 66,161 +3,290 +5%
IAA
17
Independent Advisor Alliance
North Carolina
$2.1M 63,312 +63,312 New
PFS
18
Prospera Financial Services
Texas
$1.97M 59,642 +3,346 +6%
CL
19
Cabana LLC
Arkansas
$1.92M 58,065 -28,213 -33%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.42M 42,883 +71 +0.2%
FIA
21
Foundations Investment Advisors
Arizona
$1.17M 34,970 +4,037 +13%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$1.16M 35,097 +203 +0.6%
NFG
23
Next Financial Group
Texas
$1.02M 30,711 +1,363 +5%
Stifel Financial
24
Stifel Financial
Missouri
$954K 28,710 +713 +3%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$940K 28,397 -595 -2%
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