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First Trust SSI Strategic Convertible Securities ETF

57 hedge funds and large institutions have $131M invested in First Trust SSI Strategic Convertible Securities ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 14

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

32% more capital invested

Capital invested by funds: $99.5M → $131M (+$31.5M)

8.41% more ownership

Funds ownership: 50.72%59.13% (+8.4%)

4% more funds holding

Funds holding: 5557 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
57
Holders Change
+2
Holders Change %
+3.64%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
29
Reduced
14
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$20.9M +$168K +5,230 +0.8%
Bank of America
2
Bank of America
North Carolina
$12.1M +$132K +4,107 +1%
AFA
3
American Financial Advisors
Georgia
$11.2M +$3.49M +108,936 +43%
GIA
4
Gladstone Institutional Advisory
Florida
$10.8M +$2.18M +68,127 +26%
LPL Financial
5
LPL Financial
California
$9.86M +$151K +4,697 +2%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Verition Fund Management
7
Verition Fund Management
Connecticut
$5.49M +$3.98M +124,093 +296%
Morgan Stanley
8
Morgan Stanley
New York
$4.88M +$388K +12,110 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4M +$1.73M +53,813 +80%
AWM
10
AE Wealth Management
Kansas
$3.75M +$3.24M +100,977 +818%
SS
11
Simplicity Solutions
Minnesota
$3.71M +$3.23M +100,824 +896%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.46M +$2.53M +78,817 +307%
Jane Street
13
Jane Street
New York
$2.81M +$2.5M +77,943 +1,119%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.78M +$27.5K +858 +1%
RJA
15
Raymond James & Associates
Florida
$2.55M +$75.1K +2,344 +3%
AG
16
Advisor Group
Arizona
$2.19M +$105K +3,290 +5%
IAA
17
Independent Advisor Alliance
North Carolina
$2.1M +$2.03M +63,312 New
PFS
18
Prospera Financial Services
Texas
$1.97M +$107K +3,346 +6%
CL
19
Cabana LLC
Arkansas
$1.92M -$904K -28,213 -33%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.42M +$2.28K +71 +0.2%
FIA
21
Foundations Investment Advisors
Arizona
$1.17M +$129K +4,037 +13%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$1.16M +$6.51K +203 +0.6%
NFG
23
Next Financial Group
Texas
$1.02M +$43.7K +1,363 +5%
Stifel Financial
24
Stifel Financial
Missouri
$954K +$22.9K +713 +3%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$940K -$19.1K -595 -2%

FCVT Hedge Fund Activity: Q4 2019 in Review

57 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q4 2019, worth a combined $131M — up 32% from $99.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FCVT positions and 8 closed out — a net gain of 3 holders — while 29 added to existing stakes and 14 trimmed.

The largest buyer was Verition Fund Management, adding an estimated $3.98M. The largest seller was Citadel Advisors, cutting an estimated $995K.

  • 57 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2019, up from 55 in Q3 2019.
  • Funds reported $131M of First Trust SSI Strategic Convertible Securities ETF stock for Q4 2019, up 32% quarter-over-quarter.
  • 11 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q4 2019 and 8 closed out, a net change of +3 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q4 2019 was Verition Fund Management, an estimated $3.98M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q4 2019 was Citadel Advisors, an estimated $995K sold.

Based on aggregated 13F filings for Q4 2019.