We are live on ! Find out more
FCVT icon

First Trust SSI Strategic Convertible Securities ETF

52 hedge funds and large institutions have $94.5M invested in First Trust SSI Strategic Convertible Securities ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

21% more capital invested

Capital invested by funds: $78.3M → $94.5M (+$16.2M)

16% more funds holding

Funds holding: 4552 (+7)

0.38% more ownership

Funds ownership: 48.63%49.01% (+0.38%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 18

Holders
52
Holders Change
+7
Holders Change %
+15.56%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
16
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$17.2M +$332K +11,213 +2%
Bank of America
2
Bank of America
North Carolina
$12.6M +$4.64M +156,507 +60%
LPL Financial
3
LPL Financial
California
$10.4M +$418K +14,105 +4%
GIA
4
Gladstone Institutional Advisory
Florida
$7.56M -$164K -5,540 -2%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$6.98M +$4.01M +135,188 New
AFA
6
American Financial Advisors
Georgia
$6.02M +$5.87M +198,136 New
Morgan Stanley
7
Morgan Stanley
New York
$3.46M -$7.06M -238,338 -68%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$3.11M -$131K -4,416 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.36M +$315K +10,646 +16%
Citadel Advisors
10
Citadel Advisors
Florida
$2.23M +$2.17M +73,253 New
AG
11
Advisor Group
Arizona
$1.97M -$19.4K -653 -1%
Verition Fund Management
12
Verition Fund Management
Connecticut
$1.84M -$780K -26,323 -30%
RJA
13
Raymond James & Associates
Florida
$1.78M +$553K +18,670 +47%
PFS
14
Prospera Financial Services
Texas
$1.74M +$383K +12,936 +30%
Jane Street
15
Jane Street
New York
$1.39M -$987K -33,303 -42%
Stifel Financial
16
Stifel Financial
Missouri
$1.3M -$283K -9,559 -18%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.28M -$3.41M -115,214 -73%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.24M +$788K +26,595 +191%
CL
19
Cabana LLC
Arkansas
$1M +$976K +32,944 New
HFS
20
HL Financial Services
Kentucky
$908K -$984K -33,219 -53%
WI
21
Wintrust Investments
Illinois
$736K +$88.2K +2,976 +14%
SWP
22
Stratos Wealth Partners
Ohio
$711K -$35.4K -1,194 -5%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$635K -$60.7K -2,049 -9%
BTS
24
BB&T Securities
Virginia
$594K +$579K +19,542 New
FIA
25
Foundations Investment Advisors
Arizona
$473K +$461K +15,574 New

FCVT Hedge Fund Activity: Q1 2019 in Review

52 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q1 2019, worth a combined $94.5M — up 21% from $78.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FCVT positions and 7 closed out — a net gain of 7 holders — while 16 added to existing stakes and 18 trimmed.

The largest buyer was American Financial Advisors, opening a new position worth an estimated $5.87M. The largest seller was Morgan Stanley, cutting an estimated $7.06M.

  • 52 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q1 2019, up from 45 in Q4 2018.
  • Funds reported $94.5M of First Trust SSI Strategic Convertible Securities ETF stock for Q1 2019, up 21% quarter-over-quarter.
  • 14 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q1 2019 and 7 closed out, a net change of +7 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q1 2019 was American Financial Advisors, an estimated $5.87M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q1 2019 was Morgan Stanley, an estimated $7.06M sold.

Based on aggregated 13F filings for Q1 2019.