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First Trust SSI Strategic Convertible Securities ETF

46 hedge funds and large institutions have $58.9M invested in First Trust SSI Strategic Convertible Securities ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 29 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.95% less ownership

Funds ownership: 63.03%50.07% (-13%)

25% less funds holding

Funds holding: 6146 (-15)

35% less capital invested

Capital invested by funds: $89.9M → $58.9M (-$31M)

72% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 29

80% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 15

Holders
46
Holders Change
-15
Holders Change %
-24.59%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
29
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.5M -$1.4M -43,754 -10%
Morgan Stanley
2
Morgan Stanley
New York
$6.63M -$2.66M -82,795 -29%
Jane Street
3
Jane Street
New York
$4.87M -$14M -435,336 -74%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.25M -$853K -26,586 -17%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.38M -$263K -8,191 -7%
RJA
6
Raymond James & Associates
Florida
$3.09M -$649K -20,212 -17%
Bank of America
7
Bank of America
North Carolina
$2.72M -$1.14M -35,596 -29%
KAS
8
Kestra Advisory Services
Texas
$2.49M +$2M +62,183 +390%
FHB
9
First Hawaiian Bank
Hawaii
$2.47M +$2.49M +77,535 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.4M -$3.68M -114,628 -60%
AFA
11
American Financial Advisors
Georgia
$2.06M -$121K -3,768 -6%
FIA
12
Foundations Investment Advisors
Arizona
$1.94M +$158K +4,919 +9%
GC
13
Guggenheim Capital
Illinois
$1.39M -$20.3K -631 -1%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.27M -$2.08M -64,658 -62%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$953K -$143K -4,468 -13%
FCM
16
Family Capital Management
Michigan
$737K
DADC
17
D.A. Davidson & Co
Montana
$540K +$16.1K +503 +3%
CWM
18
Concentrum Wealth Management
California
$504K -$10.3K -322 -2%
CAN
19
Cetera Advisor Networks
California
$471K +$27.2K +846 +6%
CCA
20
Cottonwood Capital Advisors
Utah
$460K +$2.92K +91 +0.6%
SW
21
SkyOak Wealth
Michigan
$433K -$15.1K -470 -3%
SWP
22
Stratos Wealth Partners
Ohio
$399K -$27.4K -853 -6%
CAG
23
Csenge Advisory Group
Florida
$335K -$238K -7,422 -41%
WI
24
Wintrust Investments
Illinois
$262K -$6.26K -195 -2%
PWP
25
Pursue Wealth Partners
California
$255K

FCVT Hedge Fund Activity: Q1 2023 in Review

46 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q1 2023, worth a combined $58.9M — down 35% from $89.9M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FCVT and 3 opened new positions — a net loss of 12 holders — while 29 trimmed existing stakes and 8 added.

The largest buyer was First Hawaiian Bank, opening a new position worth an estimated $2.49M. The largest seller was Jane Street, cutting an estimated $14M.

  • 46 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q1 2023, down from 61 in Q4 2022.
  • Funds reported $58.9M of First Trust SSI Strategic Convertible Securities ETF stock for Q1 2023, down 35% quarter-over-quarter.
  • 3 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q1 2023 and 15 closed out, a net change of -12 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q1 2023 was First Hawaiian Bank, an estimated $2.49M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q1 2023 was Jane Street, an estimated $14M sold.

Based on aggregated 13F filings for Q1 2023.