We are live on ! Find out more
FCVT icon

First Trust SSI Strategic Convertible Securities ETF

68 hedge funds and large institutions have $150M invested in First Trust SSI Strategic Convertible Securities ETF in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

8% more capital invested

Capital invested by funds: $139M → $150M (+$10.8M)

6.74% more ownership

Funds ownership: 65.06%71.8% (+6.7%)

12% less funds holding

Funds holding: 7768 (-9)

47% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 15

Holders
68
Holders Change
-9
Holders Change %
-11.69%
% of All Funds
1.07%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
26
Reduced
19
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$21.3M +$10.8M +283,182 +106%
WA
2
Win Advisors
Florida
$17.9M +$14.9M +391,724 +566%
LPL Financial
3
LPL Financial
California
$16.8M -$1.04M -27,252 -6%
Morgan Stanley
4
Morgan Stanley
New York
$8.43M +$1.34M +35,103 +19%
CAG
5
Csenge Advisory Group
Florida
$8.3M +$553K +14,522 +7%
CA
6
Continuum Advisory
Idaho
$8.23M +$2.07M +54,309 +31%
Osaic Holdings
7
Osaic Holdings
Arizona
$7.53M +$677K +17,784 +21%
SAM
8
Synergy Asset Management
Washington
$7.51M +$7.12M +187,014 +2,748%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.42M +$327K +8,589 +5%
Citadel Advisors
10
Citadel Advisors
Florida
$4.81M +$4.25M +111,542 +883%
RJA
11
Raymond James & Associates
Florida
$4.48M -$3.3M -86,795 -43%
AFA
12
American Financial Advisors
Georgia
$4.44M +$18.5K +485 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.73M -$1.37M -36,048 -27%
GIA
14
Gladstone Institutional Advisory
Florida
$3.07M -$2.49M -65,309 -45%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.91M -$3.13M -82,270 -52%
Truist Financial
16
Truist Financial
North Carolina
$2.71M +$426K +11,182 +19%
SOS
17
Silver Oak Securities
Tennessee
$2.28M +$2.3M +60,501 New
Goldman Sachs
18
Goldman Sachs
New York
$1.52M
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.46M -$457K -12,009 -24%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.44M +$44.1K +1,159 +3%
AI
21
Atria Investments
North Carolina
$1.4M -$158K -4,161 -10%
MML Investors Services
22
MML Investors Services
Massachusetts
$933K +$109K +2,870 +14%
TPCW
23
TD Private Client Wealth
New York
$748K -$3.06M -80,335 -81%
CWM
24
Concentrum Wealth Management
California
$701K +$190 +5 +0%
SWM
25
Spire Wealth Management
Virginia
$671K +$118K +3,094 +22%

FCVT Hedge Fund Activity: Q1 2022 in Review

68 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q1 2022, worth a combined $150M — up 7.7% from $139M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FCVT and 8 opened new positions — a net loss of 7 holders — while 19 trimmed existing stakes and 26 added.

The largest buyer was Win Advisors, adding an estimated $14.9M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $5.47M.

  • 68 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q1 2022, down from 77 in Q4 2021.
  • Funds reported $150M of First Trust SSI Strategic Convertible Securities ETF stock for Q1 2022, up 7.7% quarter-over-quarter.
  • 8 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q1 2022 and 15 closed out, a net change of -7 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q1 2022 was Win Advisors, an estimated $14.9M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q1 2022 was Carson Wealth (CWM LLC), an estimated $5.47M sold.

Based on aggregated 13F filings for Q1 2022.