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First Trust SSI Strategic Convertible Securities ETF

62 hedge funds and large institutions have $125M invested in First Trust SSI Strategic Convertible Securities ETF in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

16% more capital invested

Capital invested by funds: $108M → $125M (+$17.8M)

13% more funds holding

Funds holding: 5562 (+7)

0.28% less ownership

Funds ownership: 47.96%47.68% (-0.28%)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
17
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AFA
1
American Financial Advisors
Georgia
$16.8M -$709K -18,153 -4%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$15.7M -$141K -3,609 -0.9%
Bank of America
3
Bank of America
North Carolina
$10.7M -$1.6M -41,076 -13%
LPL Financial
4
LPL Financial
California
$10.4M +$1.1M +28,253 +12%
Citadel Advisors
5
Citadel Advisors
Florida
$8.86M +$8.08M +206,836 +1,604%
Morgan Stanley
6
Morgan Stanley
New York
$7.7M -$1.46M -37,303 -16%
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Osaic Holdings
8
Osaic Holdings
Arizona
$4.83M +$298K +7,633 +7%
CAG
9
Csenge Advisory Group
Florida
$4.5M +$4.3M +110,197 New
GIA
10
Gladstone Institutional Advisory
Florida
$4.29M -$1.59M -40,604 -28%
RJA
11
Raymond James & Associates
Florida
$4.18M +$658K +16,835 +19%
Jane Street
12
Jane Street
New York
$3.27M -$6.95M -177,823 -69%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.94M +$785K +20,086 +38%
FTUS
14
Flow Traders U.S.
New York
$1.89M +$1.51M +38,681 +474%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.74M +$48.3K +1,237 +3%
AI
16
Atria Investments
North Carolina
$1.59M -$17K -434 -1%
Goldman Sachs
17
Goldman Sachs
New York
$1.58M +$1.54M +39,307 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.52M +$64.7K +1,656 +5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.42M +$93.9K +2,404 +7%
OMC
20
Old Mission Capital
Illinois
$1.06M +$1.03M +26,377 New
PAG
21
Private Advisory Group
Washington
$945K +$378K +9,670 +70%
SWP
22
Stratos Wealth Partners
Ohio
$873K +$11.8K +303 +1%
Verition Fund Management
23
Verition Fund Management
Connecticut
$872K +$845K +21,639 New
ASN
24
Advisory Services Network
Georgia
$825K +$799K +20,465 New
MML Investors Services
25
MML Investors Services
Massachusetts
$810K -$206K -5,281 -21%

FCVT Hedge Fund Activity: Q3 2020 in Review

62 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q3 2020, worth a combined $125M — up 16% from $108M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FCVT positions and 6 closed out — a net gain of 7 holders — while 17 added to existing stakes and 21 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $8.08M. The largest seller was Jane Street, cutting an estimated $6.95M.

  • 62 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2020, up from 55 in Q2 2020.
  • Funds reported $125M of First Trust SSI Strategic Convertible Securities ETF stock for Q3 2020, up 16% quarter-over-quarter.
  • 13 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q3 2020 and 6 closed out, a net change of +7 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q3 2020 was Citadel Advisors, an estimated $8.08M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q3 2020 was Jane Street, an estimated $6.95M sold.

Based on aggregated 13F filings for Q3 2020.