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First Trust SSI Strategic Convertible Securities ETF

48 hedge funds and large institutions have $56.5M invested in First Trust SSI Strategic Convertible Securities ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

60% more capital invested

Capital invested by funds: $35.3M → $56.5M (+$21.2M)

17% more funds holding

Funds holding: 4148 (+7)

15.48% more ownership

Funds ownership: 39.18%54.66% (+15%)

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

Holders
48
Holders Change
+7
Holders Change %
+17.07%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
8
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$14.8M +$11.7M +375,367 +541%
Morgan Stanley
2
Morgan Stanley
New York
$6.97M +$1.77M +56,890 +37%
LPL Financial
3
LPL Financial
California
$5.03M -$197K -6,306 -4%
RL
4
Retireful LLC
Michigan
$2.97M +$2.78M +89,218 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.9M -$273K -8,756 -9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.64M +$2.47M +79,277 New
FHB
7
First Hawaiian Bank
Hawaii
$2.58M
RJA
8
Raymond James & Associates
Florida
$2.23M -$38.1K -1,221 -2%
Bank of America
9
Bank of America
North Carolina
$1.86M -$150K -4,800 -8%
GC
10
Guggenheim Capital
Illinois
$1.38M -$41.1K -1,318 -3%
CAS
11
Coppell Advisory Solutions
Texas
$1.38M +$1.29M +41,441 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.1M -$246K -7,878 -19%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.09M -$89.7K -2,878 -8%
AFA
14
American Financial Advisors
Georgia
$990K -$406K -13,017 -30%
CAN
15
Cetera Advisor Networks
California
$958K -$66.8K -2,142 -7%
Truist Financial
16
Truist Financial
North Carolina
$929K +$869K +27,886 New
T
17
Tidemark
California
$730K +$682K +21,900 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$701K -$41.1K -1,320 -6%
KAS
19
Kestra Advisory Services
Texas
$525K -$5.83K -187 -1%
CWM
20
Concentrum Wealth Management
California
$512K -$12.5K -402 -3%
SWP
21
Stratos Wealth Partners
Ohio
$462K +$6.23K +200 +1%
SW
22
SkyOak Wealth
Michigan
$412K -$14K -450 -4%
CCA
23
Cottonwood Capital Advisors
Utah
$410K -$28.3K -909 -7%
MML Investors Services
24
MML Investors Services
Massachusetts
$395K +$370K +11,862 New
EH
25
Equitable Holdings
New York
$353K +$23.5K +753 +8%

FCVT Hedge Fund Activity: Q4 2023 in Review

48 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q4 2023, worth a combined $56.5M — up 60% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FCVT positions and 8 closed out — a net gain of 7 holders — while 8 added to existing stakes and 17 trimmed.

The largest buyer was Jane Street, adding an estimated $11.7M. The largest seller was Elequin Capital, exiting entirely with an estimated $1.33M sold.

  • 48 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2023, up from 41 in Q3 2023.
  • Funds reported $56.5M of First Trust SSI Strategic Convertible Securities ETF stock for Q4 2023, up 60% quarter-over-quarter.
  • 15 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q4 2023 and 8 closed out, a net change of +7 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q4 2023 was Jane Street, an estimated $11.7M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q4 2023 was Elequin Capital, an estimated $1.33M sold.

Based on aggregated 13F filings for Q4 2023.