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First Trust SSI Strategic Convertible Securities ETF

55 hedge funds and large institutions have $99.5M invested in First Trust SSI Strategic Convertible Securities ETF in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 5455 (+1)

0.93% more ownership

Funds ownership: 49.8%50.72% (+0.93%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $99.6M → $99.5M (-$27K)

Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
23
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$19.5M +$370K +11,711 +2%
Bank of America
2
Bank of America
North Carolina
$11.3M +$406K +12,881 +4%
LPL Financial
3
LPL Financial
California
$9.15M +$168K +5,327 +2%
GIA
4
Gladstone Institutional Advisory
Florida
$8.04M +$506K +16,047 +7%
AFA
5
American Financial Advisors
Georgia
$7.82M +$790K +25,049 +11%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Morgan Stanley
7
Morgan Stanley
New York
$4.22M +$626K +19,827 +17%
CL
8
Cabana LLC
Arkansas
$2.69M +$444K +14,087 +20%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$2.59M -$222K -7,041 -8%
RJA
10
Raymond James & Associates
Florida
$2.33M +$83.8K +2,655 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.1M +$778K +24,670 +58%
AG
12
Advisor Group
Arizona
$1.96M -$50.8K -1,610 -2%
PFS
13
Prospera Financial Services
Texas
$1.76M -$18.2K -576 -1%
Citadel Advisors
14
Citadel Advisors
Florida
$1.71M +$1.05M +33,180 +152%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.33M -$56.8K -1,800 -4%
Verition Fund Management
16
Verition Fund Management
Connecticut
$1.31M -$736K -23,341 -36%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$1.09M +$912K +28,903 +482%
FIA
18
Foundations Investment Advisors
Arizona
$957K +$152K +4,818 +18%
NFG
19
Next Financial Group
Texas
$916K +$32K +1,013 +4%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$905K -$32.4K -1,028 -3%
Stifel Financial
21
Stifel Financial
Missouri
$877K -$461K -14,625 -34%
MML Investors Services
22
MML Investors Services
Massachusetts
$867K -$523K -16,584 -37%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$802K -$266K -8,446 -25%
SWP
24
Stratos Wealth Partners
Ohio
$746K +$83.2K +2,637 +12%
BTS
25
BB&T Securities
Virginia
$664K +$23.9K +758 +4%

FCVT Hedge Fund Activity: Q3 2019 in Review

55 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q3 2019, worth a combined $99.5M — down 0.03% from $99.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FCVT positions and 7 closed out — a net gain of 1 holder — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.05M. The largest seller was Jane Street, cutting an estimated $2.91M.

  • 55 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2019, up from 54 in Q2 2019.
  • Funds reported $99.5M of First Trust SSI Strategic Convertible Securities ETF stock for Q3 2019, down 0.03% quarter-over-quarter.
  • 8 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q3 2019 and 7 closed out, a net change of +1 holder.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q3 2019 was Citadel Advisors, an estimated $1.05M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q3 2019 was Jane Street, an estimated $2.91M sold.

Based on aggregated 13F filings for Q3 2019.