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First Trust SSI Strategic Convertible Securities ETF

77 hedge funds and large institutions have $160M invested in First Trust SSI Strategic Convertible Securities ETF in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

5% more funds holding

Funds holding: 7377 (+4)

4.07% less ownership

Funds ownership: 59.44%55.37% (-4.1%)

8% less capital invested

Capital invested by funds: $174M → $160M (-$13.1M)

34% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 32

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.35%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AFA
1
American Financial Advisors
Georgia
$20.3M -$716K -13,774 -3%
LPL Financial
2
LPL Financial
California
$15M +$1.11M +21,456 +8%
Bank of America
3
Bank of America
North Carolina
$11.9M -$1.67M -32,120 -12%
CAG
4
Csenge Advisory Group
Florida
$10.5M +$3.95M +75,981 +60%
Morgan Stanley
5
Morgan Stanley
New York
$9.83M -$1.1M -21,126 -10%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.1M -$12.1M -232,321 -56%
GIA
7
Gladstone Institutional Advisory
Florida
$7.87M +$864K +16,641 +12%
TC
8
Trilogy Capital
California
$7.29M +$7.55M +145,278 New
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Osaic Holdings
10
Osaic Holdings
Arizona
$6.94M +$424K +8,168 +6%
RJA
11
Raymond James & Associates
Florida
$6.75M -$70.9K -1,364 -1%
SAM
12
Synergy Asset Management
Washington
$5.05M -$8M -153,998 -60%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.73M -$460K -8,854 -14%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.73M +$710K +13,673 +34%
CRWM
15
Castle Rock Wealth Management
California
$2.19M +$2.21M +42,636 New
Goldman Sachs
16
Goldman Sachs
New York
$1.97M
Citadel Advisors
17
Citadel Advisors
Florida
$1.96M -$6.65M -127,931 -77%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.9M +$1.96M +37,810 New
AI
19
Atria Investments
North Carolina
$1.76M -$183K -3,519 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.72M -$70.7K -1,360 -4%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$1.64M -$19.1K -367 -1%
PFS
22
Prospera Financial Services
Texas
$1.58M -$555K -10,687 -25%
PAG
23
Private Advisory Group
Washington
$1.51M +$743K +14,296 +90%
RA
24
RiverTree Advisors
Florida
$1.51M +$13.2K +254 +0.9%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.35M +$370K +7,125 +36%

FCVT Hedge Fund Activity: Q1 2021 in Review

77 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q1 2021, worth a combined $160M — down 7.6% from $174M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FCVT positions and 6 closed out — a net gain of 5 holders — while 21 added to existing stakes and 32 trimmed.

The largest buyer was Trilogy Capital, opening a new position worth an estimated $7.55M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $12.1M.

  • 77 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q1 2021, up from 73 in Q4 2020.
  • Funds reported $160M of First Trust SSI Strategic Convertible Securities ETF stock for Q1 2021, down 7.6% quarter-over-quarter.
  • 11 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q1 2021 and 6 closed out, a net change of +5 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q1 2021 was Trilogy Capital, an estimated $7.55M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q1 2021 was Raymond James Financial Services Advisors, an estimated $12.1M sold.

Based on aggregated 13F filings for Q1 2021.