Castle Rock Wealth Management’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Castle Rock Wealth Management’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-17,673	Closed	-$952K	–	260
2021 Q3	$952K	Buy	17,673 +78	+0.4%	+$3.99K	0.33%	95
2021 Q2	$899K	Sell	17,595 -25,041	-59%	-$1.27M	0.33%	102
2021 Q1	$2.19M	Buy	+42,636	New	+$2.21M	0.88%	22

Other funds holding FCVT

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Continuum Advisory Eagle, Idaho $1.24B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.16B AUM 29.04% 1-Year Est. Return

Castle Rock Wealth Management's FCVT Position: Q4 2021 in Review

Castle Rock Wealth Management sold out of First Trust SSI Strategic Convertible Securities ETF (FCVT) in Q4 2021, closing a stake of 17,673 shares — an estimated $952K sold.

Castle Rock Wealth Management first reported a position in FCVT in Q1 2021 and held it in 3 quarters. The position peaked at $2.19M in Q1 2021. 77 funds tracked by Wall St. Rank hold FCVT as of Q4 2021.

Castle Rock Wealth Management reported no remaining First Trust SSI Strategic Convertible Securities ETF position as of Q4 2021 after selling out during the quarter.
Castle Rock Wealth Management sold 17,673 First Trust SSI Strategic Convertible Securities ETF shares in Q4 2021, an estimated $952K.
Castle Rock Wealth Management first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q1 2021 and held it in 3 quarters.
Castle Rock Wealth Management's First Trust SSI Strategic Convertible Securities ETF position peaked at $2.19M in Q1 2021.
77 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q4 2021.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.