We are live on ! Find out more
FCVT icon

First Trust SSI Strategic Convertible Securities ETF

76 hedge funds and large institutions have $177M invested in First Trust SSI Strategic Convertible Securities ETF in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 20

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 7676 (0)

0.94% less ownership

Funds ownership: 60.52%59.58% (-0.94%)

1% less capital invested

Capital invested by funds: $180M → $177M (-$2.4M)

Holders
76
Holders Change
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
34
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$29.4M +$26.6M +521,427 +910%
AFA
2
American Financial Advisors
Georgia
$18.8M -$2.86M -56,038 -13%
LPL Financial
3
LPL Financial
California
$18.1M +$1.74M +33,958 +11%
Bank of America
4
Bank of America
North Carolina
$13.2M +$314K +6,142 +2%
Morgan Stanley
5
Morgan Stanley
New York
$11.9M +$375K +7,348 +3%
CAG
6
Csenge Advisory Group
Florida
$10.4M +$164K +3,214 +2%
RJA
7
Raymond James & Associates
Florida
$10.1M +$3.72M +72,856 +57%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.44M +$93.6K +1,832 +1%
Citadel Advisors
9
Citadel Advisors
Florida
$5.16M -$21.6M -422,382 -81%
GIA
10
Gladstone Institutional Advisory
Florida
$4.72M +$132K +2,574 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.29M +$194K +3,804 +5%
SAM
12
Synergy Asset Management
Washington
$3.75M -$5.55M -108,634 -59%
Truist Financial
13
Truist Financial
North Carolina
$2.8M +$2.54M +49,695 +923%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.67M +$120K +2,348 +5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2.5M -$503K -9,843 -17%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$2.06M +$1.49M +29,250 +258%
Goldman Sachs
17
Goldman Sachs
New York
$2M
AI
18
Atria Investments
North Carolina
$1.99M -$1.02K -20 -0.1%
Stifel Financial
19
Stifel Financial
Missouri
$1.87M +$653K +12,780 +53%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.76M -$67.8K -1,326 -4%
PFS
21
Prospera Financial Services
Texas
$1.5M -$47.3K -925 -3%
PAG
22
Private Advisory Group
Washington
$1.4M -$17.2K -336 -1%
NFG
23
Next Financial Group
Texas
$1.03M -$17.8K -348 -2%
SWP
24
Stratos Wealth Partners
Ohio
$979K -$60.2K -1,178 -6%
CRWM
25
Castle Rock Wealth Management
California
$952K +$3.99K +78 +0.4%

FCVT Hedge Fund Activity: Q3 2021 in Review

76 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q3 2021, worth a combined $177M — down 1.3% from $180M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FCVT positions and 7 closed out — a net gain of 1 holder — while 34 added to existing stakes and 20 trimmed.

The largest buyer was Jane Street, adding an estimated $26.6M. The largest seller was Citadel Advisors, cutting an estimated $21.6M.

  • 76 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $177M of First Trust SSI Strategic Convertible Securities ETF stock for Q3 2021, down 1.3% quarter-over-quarter.
  • 8 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q3 2021 and 7 closed out, a net change of +1 holder.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q3 2021 was Jane Street, an estimated $26.6M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q3 2021 was Citadel Advisors, an estimated $21.6M sold.

Based on aggregated 13F filings for Q3 2021.