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First Trust SSI Strategic Convertible Securities ETF

61 hedge funds and large institutions have $89.9M invested in First Trust SSI Strategic Convertible Securities ETF in 2022 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.83% more ownership

Funds ownership: 56.19%63.03% (+6.8%)

10% less funds holding

Funds holding: 6861 (-7)

11% less capital invested

Capital invested by funds: $102M → $89.9M (-$11.6M)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
61
Holders Change
-7
Holders Change %
-10.29%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
17
Reduced
21
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$18.6M +$13.2M +411,813 +234%
LPL Financial
2
LPL Financial
California
$13.8M -$600K -18,775 -4%
Morgan Stanley
3
Morgan Stanley
New York
$9.2M -$346K -10,823 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.01M +$2.44M +76,554 +68%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.06M +$754K +23,597 +17%
Bank of America
6
Bank of America
North Carolina
$3.83M -$1.33M -41,634 -26%
RJA
7
Raymond James & Associates
Florida
$3.71M +$650K +20,360 +21%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.61M -$304K -9,518 -8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.31M -$341K -10,689 -9%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$2.45M +$9.68K +303 +0.4%
AFA
11
American Financial Advisors
Georgia
$2.17M -$81.8K -2,560 -4%
FIA
12
Foundations Investment Advisors
Arizona
$1.77M +$509K +15,945 +40%
GC
13
Guggenheim Capital
Illinois
$1.4M -$61.9K -1,939 -4%
CPG
14
Cornerstone Planning Group
New Jersey
$1.37M +$1.36M +42,686 New
GM
15
GeoWealth Management
Illinois
$1.29M +$1.3M +40,753 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.16M +$1.05M +32,803 +888%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.09M +$136K +4,260 +14%
FCM
18
Family Capital Management
Michigan
$732K +$737K +23,084 New
CAG
19
Csenge Advisory Group
Florida
$568K -$8.22M -257,333 -93%
MML Investors Services
20
MML Investors Services
Massachusetts
$539K +$122K +3,834 +29%
DADC
21
D.A. Davidson & Co
Montana
$521K +$32.7K +1,025 +7%
CWM
22
Concentrum Wealth Management
California
$511K +$96 +3 +0%
KAS
23
Kestra Advisory Services
Texas
$505K +$509K +15,938 New
Truist Financial
24
Truist Financial
North Carolina
$498K -$1.53M -48,060 -75%
CCA
25
Cottonwood Capital Advisors
Utah
$454K +$383 +12 +0.1%

FCVT Hedge Fund Activity: Q4 2022 in Review

61 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q4 2022, worth a combined $89.9M — down 11% from $102M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FCVT and 12 opened new positions — a net loss of 6 holders — while 21 trimmed existing stakes and 17 added.

The largest buyer was Jane Street, adding an estimated $13.2M. The largest seller was Continuum Advisory, cutting an estimated $8.5M.

  • 61 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2022, down from 68 in Q3 2022.
  • Funds reported $89.9M of First Trust SSI Strategic Convertible Securities ETF stock for Q4 2022, down 11% quarter-over-quarter.
  • 12 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q4 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q4 2022 was Jane Street, an estimated $13.2M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q4 2022 was Continuum Advisory, an estimated $8.5M sold.

Based on aggregated 13F filings for Q4 2022.